Modélisation des changements spatio‐temporels des communautés de macroinvertébrés benthiques dans les rivières d'Asie et d'Europe
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Overview
This document is a doctoral thesis focused on the modeling of spatio-temporal changes in benthic macroinvertebrate communities in rivers across Asia and Europe. It presents research conducted by Ratha Sor under the supervision of professors from the University of Toulouse and Ghent University. The study aims to understand the diversity and composition of macroinvertebrate communities in tropical and temperate river systems, examining how environmental factors influence these communities. The research includes extensive data collection and analysis, modeling techniques, and discussions on the implications for ecological management and conservation. Although the thesis is not directly related to the Mooney M18 Mite, it provides insights into ecological research methodologies that could be of interest to aviation enthusiasts with a focus on environmental impacts.
- The study identifies 299 macroinvertebrate taxa in the Lower Mekong Basin and 207 in Flemish rivers.
- Diversity indices showed higher local diversity in the Lower Mekong Basin (H' = 2.7) compared to Flemish rivers (H' = 1.6).
- Modeling techniques such as ANN performed best in predicting species occurrence in the Lower Mekong Basin.
- Environmental factors like dissolved oxygen (DO) and water temperature significantly influenced community composition.
- The research highlights the impact of anthropogenic disturbances on macroinvertebrate communities.
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Source
Originally published by utheme.univ-tlse3.fr. Sprinkle hosts a reference copy with an added summary, specifications and searchable full text.
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- Other Documents
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- 2017
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- 208
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- 8.2 MB
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- utheme.univ-tlse3.fr
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In this document
General Introduction
The introduction outlines the background of the study, emphasizing the importance of understanding macroinvertebrate communities in freshwater ecosystems. It discusses the differences between tropical and temperate river systems and sets the stage for the research objectives.
Materials and Methods
This section details the methodologies used for data collection and analysis in both the Lower Mekong Basin and Flemish rivers. It describes the statistical techniques employed to analyze community composition and diversity, including multivariate analyses and various modeling approaches.
Main Results
The results section summarizes the findings from the research, highlighting the diversity of macroinvertebrate taxa identified in both study areas. It discusses the relationship between community composition and environmental factors, as well as the performance of different modeling techniques in predicting species occurrence.
General Discussion
In the discussion, the author reflects on the implications of the findings for ecological management and conservation. It compares the diversity and community structures of the two river systems and suggests areas for future research.
General Conclusion and Perspectives
The conclusion summarizes the key findings of the research and discusses their relevance to ecological management. It also outlines potential future research directions and the importance of continued monitoring of macroinvertebrate communities.
Full document text
THÈSE En vue de l’obtention du DOCTORAT DE L’UNIVERSITÉ DE TOULOUSE Délivré par : Université Toulouse 3 Paul Sabatier (UT3 Paul Sabatier) Cotutelle internationale avec : Ghent University (UGent), Belgium Présentée et soutenue par : Ratha SOR Le Lundi 10 juillet 2017 Titre : Modélisation des changements spatio‐temporels des communautés de macroinvertébrés benthiques dans les rivières d'Asie et d'Europe ED SEVAB : Écologie, biodiversité et évolution Unité de recherche : Évolution et Diversité Biologique (UT3 Paul Sabatier, France) Aquatic Ecology (UGent, Belgium) Directeur(s) de Thèse : Prof Sovan LEK (Université Toulouse 3 Paul Sabatier, France) Prof Peter GOETHALS (Ghent University, Belgium) Dr Pieter BOETS (Ghent University, Belgium) Rapporteurs : Prof Philippe USSEGLIO‐POLATERA (University of Lorraine, France) Dr Nam SO (Mekong River Commission, Laos PDR) Prof. Olivier THAS (Ghent University, Belgium) Autre(s) membre(s) du jury : Prof Michele TACKX (Université Toulouse 3 Paul Sabatier, France) Prof Young‐Seuk PARK (Kyung Hee University, Republic of Korea) Prof Sovan LEK (Université Toulouse 3 Paul Sabatier, France) Dr Saveng ITH (Royal University of Phnom Penh, Cambodia) Prof Peter GOETHALS (Ghent University, Belgium) Prof Olivier THAS (Ghent University, Belgium) Dr Pieter BOETS (Ghent University, Belgium) Modelling spatio-temporal changes of benthic macroinvertebrate communities in Asian and European rivers MSc Ratha SOR Supervisors: Prof Dr Sovan LEK Laboratoire Evolution & Diversité Biologique, UMR 5174, Université Paul Sabatier – Toulouse III, 118 route de Narbonne, 31062 Toulouse cédex 4 – France Prof Dr Peter GOETHALS Laboratory of Environmental Toxicology and Aquatic Ecology, Ghent University, Campus Coupure building F, Coupure links 653, B9000 Ghent, Belgium Co - supervisor: Dr Pieter BOETS Provincial Centre of Environmental Research, Godshuizenlaan 95, 9000 Ghent, Belgium Thesis submitted in fulfilment of the requirements for the degree of Doctor (PhD) in Ecology, Diversity and Biology (Université Paul Sabatier – Toulouse III) and in Applied Biological Sciences (Ghent University). This research was performed at: Laboratoire Evolution & Diversité Biologique (2 years), UMR 5174, Université Paul Sabatier – Toulouse III, 118 route de Narbonne, 31062 Toulouse cédex 4 – France. Laboratory for Environmental Toxicology and Aquatic Ecology (1 year), Department Applied Ecology and Environmental Biology, Faculty of Bioscience Engineering, Ghent University, Campus Coupure building F, Coupure links 653, B9000 Ghent, Belgium. Please refer to this work as follows: Sor R., 2017. Modelling spatio-temporal changes of benthic macroinvertebrate communities in Asian and European rivers. Joint-PhD thesis, University of Toulouse/Ghent University, Toulouse, France. The author and the supervisors give the authorization to consult and to copy parts of this work for personal use only. Every other use is subject to the copyright laws. Permission to reproduce any material contained in this work should be obtained from the author. i Acknowledgements Firstly, I would like to express my sincere thanks and profound gratitude to my thesis directors Prof Dr Sovan LEK, Prof Dr Peter GOETHALS and Dr Pieter BOETS for their scientific support. They have a huge pile of practical, ecological and theoretical knowledge. Their guidance, advice, suggestions and encouragements allowed me to survive during this scientific journey. I thank you all very much for your precious time spent on reading and correcting my work and discussing with me with an open mind. I also highly appreciate the freedom I received and the possibility I got to begin my PhD research project. I am grateful to my thesis referees, jury members and all reading committees (Prof Philippe USSEGLIO-POLTERA, Prof Michele TACKX, Prof Young-Seuk PARK, Dr Nam SO, Prof Olivier THAS and Dr Saveng ITH) for their acceptance to review and evaluate this thesis. My grateful appreciation is due to lecturers and senior research staff from the Faculty of Science, Royal University of Phnom Penh (RUPP), who always supported and encouraged me to continue my PhD. They include Prof MEAK Kamerane, Lecturers: THAO Sokunthia, UK On Norong, THAI Iengly, HAP Sophorn, ITH Saveng, PHAUK Sophany, MEAS Senghun and KHEAM Sokha, Nicholas SOUTER and other lecturers in the Department of Biology (RUPP). Many thanks go to technical, administrative and management staff in EDB lab (UPS-TLS3): Nicole Hommet, Linda Jalabert, Dominique Pantalacci, and in the Environmental Toxicology and Aquatic Ecology lab: Sigrid Schuermans, Marianne Van den Hove, Sylvie Bauwens, Veerle Lambert, Nancy De Saeyer. They facilitated all of administrative procedures during my stay in each laboratory. Warm thanks also go my AQUAECO team leaders, colleagues and friends: Gaël Grenouillet, Sébastien Brosse, Loïc Tudesque, Mathieu Chevalier, Pengbun Ngor, Ratha Chea, Ratha Seng, Kong Heng, Bunyeth Chan, Phanith Long, Sophea Iv, Sophany Soeun, Chuanbo Guo, Chao Wang, Mingli Lin, Kevin Cilleros, Marine Cambon, Jade Bruxaux, Lucie Kuczynski and other Cambodian friends. You all kept me a live with fun and food! Loïc, thank you very much for your helps with GIS, your editing my French thesis summary and your frequent friendly conversations. Sophea, highly appreciated for your help translating my thesis summary into French. Thank you also my friends from UGent and from the Environmental Toxicology and Aquatic Ecology lab: Niels De Troyer, Wout Van Echelpoel, Sacha Gobeyn, Jana Van Butsel, ii Minar Naomi Damanik Ambarita, Marie Anne Eurie Forio, Tuan Long Ho, Selamawit Negassa Chawaka, Natalia Carolina Donoso Pantoja, Rubén Jerves Cobo, Daniel Mercado Garcia, Thi Hanh Tien Nguyen, Tri Trương Trịnh Từ, Stijn Bruneel, Nathalie Claire Paracueles, Channy Chim, Saosometh Chhith and other friendly people. Our lunch was always relaxing and funny!
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Financial means are very crucial to make this scientific mission possible. I am therefore grateful to the Erasmus Mundus LOTUS Unlimited project (European Commission) and the Belmont forum TLSCC projects for providing the chance to do this research. And also, I would like to thank the Mekong River Commission (MRC) and the Flemish Environment Agency (VMM) for the opportunity to study their samples. My thankful appreciation owe to Prof Sovan LEK and Mrs Sithan LEK for their hospitality, kindness, care, and delicious food. They consider me like their own child, and their house feels like a home for me in Toulouse. I do enjoy gardening (especially during the weekend!), shopping and travelling with them. Many thanks to my second parents and their family in Belgium and my second mum (Judy Santmire) in the USA for their warm welcome, treats and talks during my stressing moments, and to brothers and sisters in churches (in Cambodia, France, and Belgium) for their supportive prayers. Highest thanks be to God for he has given me this wonderful scientific mission and for his wisdom and blessing so that I can complete this assignment with perseverance and joy. Grateful thanks is extended to my beloved parents, brother and sister. It is blessing to be born and grow up in such a warm and lovely family. កូនសូមអរគុណេǎកពុក អនកម្ដយជអេនក ស្រមប់ ករចិញចឹមបីបច់ែថរកǜ និងទំនុកប្រមុ ង្រ គប់ ែបបយ៉ង។ អរគុណបង្របុ ស និងបង្រសី ែដលេមើលែថ និងករពរប្អូនǂំងពីតូចជមួយ ពុកែម៉។ េសចក្ដី្រសǔញ់ ករផគត់ផគង់ និងករេលើកទឹកចិត្តរបស់អនកទំងអស់គនគម នអ្វីកត់ៃថ្លបន េឡើយ។ ក្ដីសុខរបស់អនកទំងអស់គន ជក្ដីសុខរបស់ខ ញុំែដរ។ iii PART I: SYNTHESIS Table of Contents Summary ......................................................................................................................................... v 1. General Introduction ................................................................................................................... 1 1.1 Background to the study ........................................................................................................ 1 1.2 Macroinvertebrates in Asian and European rivers: a general overview................................ 3 1.3 Modelling techniques and applications ................................................................................. 5 1.4 Research problem, aims and objectives ................................................................................ 5 2. Materials and Methods ................................................................................................................ 8 2.1 Case study in the LMB and dataset ....................................................................................... 8 2.1.1 The LMB ........................................................................................................................ 8 2.1.2 Data collection and processing ....................................................................................... 8 2.2 Case study in Flemish rivers and dataset ............................................................................ 10 2.2.1 Flanders ........................................................................................................................ 10 2.2.2 Data collection and processing ..................................................................................... 12 2.3 Statistical analyses and modelling approaches.................................................................... 13 2.3.1 Communities clustering and diversity measures .......................................................... 13 2.3.2 Comparative analyses ................................................................................................... 14 2.3.3 Regression and Multivariate analyses .......................................................................... 15 2.3.4 Model development, validation and performance ........................................................ 15 3. Main Results .............................................................................................................................. 21 3.1 Macroinvertebrate communities and diversity patterns in the LMB................................... 21 3.1.1 Overall macroinvertebrate communities ...................................................................... 21 3.1.2 Spatial community patterns and their relationship with environmental factors ........... 22 3.1.3 Macroinvertebrate diversity and its relation to environmental factors ........................ 27 3.2 Macroinvertebrate communities and diversity patterns in Flemish rivers .......................... 28 3.2.1 Overall macroinvertebrate communities ...................................................................... 28 3.2.2 Spatio-temporal community composition and environmental factors ......................... 29 3.2.3 Spatio-temporal diversity pattern and its relation to environmental factors ................ 32 3.3. Modelling and predicting ................................................................................................... 37 3.3.1 Performance variation of modelling techniques applied in the LMB .......................... 37 3.3.2 Modelling alien mollusc occurrence and their co-occurrence with native molluscs ... 39 3.3.3 Optimizing the prediction of alien mollusc occurrence ............................................... 41 4. General Discussion .................................................................................................................... 43 4.1 Overall community composition and diversity in the two river systems ............................ 43 4.2 Spatio-temporal changes of communities and their relation to environmental factors ....... 44 4.2.1 The LMB ...................................................................................................................... 44 4.2.2 Flemish rivers ............................................................................................................... 47 4.3 Model development, performance and predictions ............................................................. 51 4.3.1 Modelling techniques and their application in the LMB.............................................. 51 4.3.2 Predicting alien species occurrence and their co-occurrence with native molluscs ..... 52 4.3.3 Optimizing the prediction of alien mollusc occurrence ............................................... 53 5. General Conclusion and Perspectives ....................................................................................... 55 5.1 General conclusion .............................................................................................................. 55 5.2 Implications for management and restoration ..................................................................... 56 5.3 Perspectives ......................................................................................................................... 57 References ..................................................................................................................................... 59 Appendices .................................................................................................................................... 68 PART II: PUBLICATIONS Article 1. Spatial organization of macroinvertebrate assemblages in the Lower Mekong Basin. Sor, R., Boets, P., Chea, R., Goethals, P., Lek, S. Limnologica (2017), 64: 20-30 Article 2. Uniqueness of sampling site contributions to the total variance of macroinvertebrate communities in the Lower Mekong River. Sor, R., Legendre, P., Lek, S. Ecological Indicators (revision submitted) Article 3. Effects of species prevalence on the performance of predictive models. Sor, R., Park, Y.S., Boets, P., Goethals, P., Lek, S. Ecological Modelling (2017), 354: 11-19 Article 4. Spatio-temporal co-occurrence of alien and native molluscs: a modelling approach using physical-chemical predictors. Sor, R., Boets, P., Lek, S, Goethals, P. Aquatic Invasions (2017), 12: 147-158 Article 5. Optimizing the reliability of classification tree models in predicting alien mollusc occurrence: a hindcasting- and forecasting-based approach. Sor, R., Boets, P., Lek, S, Goethals, P. In preparation Summary -English v Summary Overall aims: Freshwater tropical and temperate river systems are known to support different biotic communities. In this study, I investigated benthic macroinvertebrate community composition and diversity and its spatial and temporal variation both in tropical Asian and temperate European regions. I also examined the influences of physical-chemical water quality variables on community composition, variations and diversity, and modelled the occurrence of selected species. Locations: Tropical Asia: the Lower Mekong Basin (LMB), covering an area of 609,000 km2 ; Temperate Europe: Western Europe, Flemish rivers (Belgium), covering an area of 13,787 km2 . Materials and Methods: For the LMB, data collected from 2004 to 2008 were used, and median values of this period were analysed. For Flemish rivers, data collected from 1991 to 2010 were used. The data were divided into 4 periods: D1: 1991-1995, D2: 1996-2000, D3: 2001-2005 and D4: 2006-2010. The medians of each period were used for detailed spatial analyses. Multivariate analyses were applied to relate community composition and diversity to physical-chemical variables. Five modelling techniques namely Logistic Regression (LR), Random Forest (RF), Support Vector Machine (SVM), Artificial Neural Network (ANN) and Classification Tree (CT) were used to model the occurrence of selected species. Main results: Community composition variations, diversity and relationship with environmental variables From the LMB, 299 macroinvertebrate taxa belonging to 196 genera and 90 families were identified: 131 insects, 98 molluscs, 38 crustaceans, and 32 annelids. These are the largest numbers ever reported for the LMB. Alien taxa were not assessed due to the lack of distribution data and the limited taxonomic knowledge. Insects were mostly found at the upstream parts, which were characterized by high altitude, clear water with high concentration of dissolved oxygen (DO). Molluscs, crustaceans and annelids dominated the downstream parts, which were characterized by a large surface area of watersheds, deep and wide rivers and high water temperature. These diverse compositions found at different spatial scales resulted in an increased local diversity (Shannon-Weiner, H’) from the upstream (H’ = 1.9) to the downstream (H’ = 2.7) parts, and in a great amount of total variation, or beta (β) diversity (BDTotal = 0.8, on a 0-to-1 scale). When computed separately for each component community (i.e. insects, molluscs, crustaceans and annelids), molluscs and insects had a higher variation and their LCBDs greatly contributed to β diversity of global communities, whereas crustaceans and Summary -English vi annelids had a lower variation and contributed less to the β diversity. A high degree of uniqueness in community composition in this tropical system mostly occurred along the mainstream of the rivers, which are highly associated with anthropic disturbance. From Flemish rivers, 207 macroinvertebrate taxa belonging to 145 families were identified: 131 insects, 34 molluscs, 21 crustaceans and 21 annelids. Seventy-three alien macroinvertebrate taxa were collected. From the past (D1) to the recent period (D4), most taxa and their abundance were linked to high values of DO and low values of other water quality variables. However, Chironomidae thummi-plumosus, Naididae and Asellidae were found to be negatively associated with DO concentration, but positively related to the concentration of ammonium (NH4+ ), phosphate, chemical oxygen demand (COD) and nitrate (NO 3- ). Local diversity increased from D1 (H’ = 1.6) to D3 (H’ = 1.9), but decreased in D4 (H’ = 1.6), which is due to a tremendous increase in overall abundance of macroinvertebrates in the latest period when the water quality was substantially improved. This may indicate that water quality improvement is favourable for some dominant taxa, and thus increases the homogenization of the communities and subsequently reduces the local diversity. Beta diversity of global communities was moderate, but significantly increased from the past (BDTotal = 0.50) to the most recent period (BDTotal = 0.59). When the water quality was poor (i.e. in the 1990s), a significant seasonal diversity (α and β) was observed; the diversity was low in Spring compared to Summer and Autumn. However, the seasonal difference was not found in the 2000s during which the rehabilitation program for improving water quality in most of parts of Flanders was step by step implemented. When computed separately for each component community, molluscs and insects had a high β diversity which always increased from D1 to D4, compared to β diversity of annelids (the lowest) and crustaceans which fluctuated between D1 and D4. LCBDs of the four components significantly and highly contributed to the β diversity of global communities. A high degree of uniqueness in community composition in this temperate system was more related to sites situated in the main harbour watercourses and in brackish polders, where high values of EC and pH were recorded. Species occurrence modelling For the LMB, the occurrence of 199 species could be predicted using LR, RF, SVM and ANN. The four modelling techniques yielded significantly different performances (p<0.01), of which ANN yielded the highest performance and was found to better predict the occurrence of rare species. For Flemish rivers, the occurrence of alien molluscs and their co-occurrence with native molluscs were predicted using CT. Based on field data from D1 to D4, the CT models Summary -English vii were only able to reliably predict the “co-occurrence”, but not the sole occurrence of “alien” molluscs. The co-occurrence was mainly dependent on sinuosity and a set of chemical water quality variables (e.g. NH4+ , NO3- , COD, pH). When the CT models were optimized by incorporating field and cloned data (i.e. a dataset obtained by independently duplicating the field data points by k different individuals) via hindcasting and forecasting models, the occurrence of alien molluscs was correctly predicted with a low error rate. This result corresponds to field observations, where alien mollusc occurrence has been observed over the last two decades in Flanders. Main conclusion and remarks: The environmental conditions of the two systems certainly favour a different macroinvertebrate community composition, and thus lead dissimilar variation. The LMB was found to support higher diversity compared to Flemish rivers. This could be due to the fact that most invertebrates from the LMB were identified to the species level, while the invertebrates from Flemish rivers were identified only to family or genus level. However, these findings indeed are not revealing the real composition and diversity for the LMB because it is very large, compared to Flemish rivers, but has been hardly studied. The number of reported taxa from the LMB is thus most likely to be underestimated. On the other hand, Flemish rivers have been extensively investigated and monitored regularly. Nevertheless, the two systems showed some similarities: molluscs and insects had a higher total variation, compared to crustaceans and annelids. Moreover, a high degree of uniqueness in community composition of the two systems mostly occurred at sites where a high level of anthropic disturbance was observed. Among the measured environmental variables, altitude, surface area of watersheds, river width and depth, Secchi depth, DO, EC and water temperature were the key factors affecting macroinvertebrate community composition and diversity in the LMB; whilst in Flemish rivers, DO, EC, pH, NH4+ , NO3- , COD, phosphate and sinuosity were the key variables. These findings can provide useful information and insights which could be used to support management, conservation and restoration planning in each system. Among modelling techniques applied in the LMB, ANN performed the best, and yielded better results when predicting the occurrence of rare species. The prediction of the occurrence of alien molluscs in Flemish rivers was successfully optimized using CT models. Whether in the past or recent periods, the results of this optimization correspond to field observations. To test for transferability, the successfully optimized models are suggested to be validated using data collected outside Flanders. Summary - French viii Résumé Objectifs généraux: les systèmes fluviaux tropicaux et tempérés d'eau douce sont connus pour soutenir différentes communautés biotiques. Dans cette étude, menée dans une région d’Asie tropicale et dans une région d’Europe tempérée, j'ai étudié la composition et la diversité de la communauté des macro-invertébrés benthiques ainsi que leurs variations spatiales et temporelles. J'ai également examiné les influences des variables physico-chimiques de la qualité de l'eau sur les variations et la diversité de la composition de la communauté et j’ai modélisé l'occurrence d'espèces sélectionnées. Localisation géographique: Asie tropicale: le bassin aval du Mékong (LMB), couvrant une superficie de 609 000 km2 ; Europe tempérée: Europe occidentale, fleuves flamands (Belgique), couvrant une superficie de 13 787 km2 . Matériel et méthodes: Pour le LMB, les données recueillies de 2004 à 2008 ont été utilisées et les valeurs médianes de cette période ont été analysées. Pour les rivières flamandes, les données collectées de 1991 à 2010 ont été utilisées. Les données ont été divisées en 4 périodes: D1: 1991-1995, D2: 1996-2000, D3: 2001-2005 et D4: 2006-2010. Les médianes de chaque période ont été utilisées pour des analyses spatiales détaillées. Des analyses multivariées ont été appliquées pour relier la composition et la diversité de la communauté aux variables physico-chimiques. Cinq techniques de modélisation, à savoir la régression logistique (LR), les Random Forest (RF), le Support Vector Machine (SVM), les réseaux de neurones artificiels (ANN) et les arbres de classification (CT) ont été utilisées pour modéliser l'occurrence desespèces sélectionnées. Principaux résultats: Variations de la composition des communautés, diversité et relation avec les variables environnementales Dans le cours aval du Mékong LMB, 299 taxons de macro-invertébrés distribués dans 196 genres et 90 familles ont été identifiées; dont 131 insectes, 98 mollusques, 38 crustacés et 32 annélides. Il s‘agit du plus grand inventaire réalisé pour le bas Mékong (LMB). Les taxons exotiques n'ont pas été évalués en raison du manque de données de distribution et des connaissances taxonomiques limitées. Les insectes se trouvaient principalement dans zones amont, caractérisées par une haute altitude, une eau claire avec une forte concentration d'oxygène dissous (DO); tandis que les mollusques, les crustacés et les annélides sont majoritaires dans les parties aval, caractérisées par une grande surface des bassins Summary - French ix hydrographiques, des rivières profondes et larges et une température élevée de l'eau. Ces compositions diverses trouvées à différentes échelles spatiales donnent lieu à une diversité locale (Shannon-Weiner, H') qui s’accroit depuis les zones amont (H' = 1,9) vers les zones aval (H'= 2,7) ainsi qu’à une grande variation de biodiversité ou bêta-diversité (β) (BDTotal = 0,8 sur une échelle de 0 à 1). Lorsqu'ils sont calculés séparément pour chaque composante des communautés (ex. insectes, mollusques, crustacés et annélides), les mollusques et les insectes ont une variation plus élevée et leurs LCBD ont largement contribué à la diversité des communautés, alors que les crustacés et les annélides ont une variation plus faible et ont contribué moins à la bêta diversité. Un haut degré d'unicité dans la composition de la communauté de ce système tropical se produit surtout le dans les rivières, qui sont fortement associés aux perturbations anthropiques. Dans les rivières flamandes, 207 taxons de macro-invertébrés appartenant à 145 familles ont été identifiés, dont 131 insectes, 34 mollusques, 21 crustacés et 21 annélides. Soixante-treize taxa exotiques de macro-invertébrés ont été récoltés. Dès le passé (D1) jusqu’à la période récente (D4), la plupart des taxa et leur abondance étaient liés à des valeurs élevées de DO et de faibles valeurs d'autres variables de qualité de l'eau; à l'exception du Chironomidae thummi- plumosus, des Naididae et des Asellidae qui se sont révélés négativement associés à la concentration de DO, mais liés positivement à la concentration d'ammonium (NH4+ ), de phosphate, de demande chimique en oxygène (COD) et de nitrate (NO3- ). La diversité locale a augmenté de D1 (H' = 1,6) à D3 (H' = 1,9), mais a diminué en D4 (H' = 1,6), ce qui est dû à une augmentation énorme de l'abondance globale de macro-invertébrés dans la dernière période où la qualité de l'eau s'est considérablement améliorée. Cela peut indiquer que l'amélioration de la qualité de l'eau favorise fortement certains taxons dominants, ce qui augmente l'homogénéisation des communautés et diminue ensuite la diversité locale. La bêta diversité des communautés était modérée, mais a significativement augmenté de 1990s (BDTotal = 0,50) à la période la plus récente (BDTotal = 0,59). Lorsque la qualité de l'eau était médiocre (c'est-à-dire dans les années 1990s), une grande diversité saisonnière (α et β) a été observée; la diversité était faible au printemps par rapport à l'été et l'automne. Cependant, la différence saisonnière n'a pas été constatée dans les années 2000s au cours de laquelle le programme de réhabilitation de la qualité de l'eau dans la plupart des régions de la Flandre a été mis en place avec succès. Lorsqu'ils ont été calculés séparément pour chaque composante de la communauté, les mollusques et les insectes ont montré une grande β-diversité qui a toujours augmenté de D1 à D4, par rapport à la β-diversité des annélites (la plus faible) et des crustacés qui ont fluctué Summary - French x entre D1 et D4. Les LCBDs des quatre composants ont considérablement contribué à la diversité des communautés. Un haut degré d'unicité de la composition de la communauté dans ce système tempéré était plus lié aux sites situés dans les cours d'eau du port principal et dans les polders saumâtres, où des valeurs élevées de conductivité électrique (EC) et de pH ont été enregistrées. Modélisation d'occurrence d'espèces Pour le LMB, l'occurrence de 199 espèces pourrait être prédite en utilisant LR, RF, SVM et ANN. Les quatre techniques de modélisation ont donné des résultats significativement différents (p<0,01), maisc’est l’ANN qui a donné les résultats les plus probants afin de prédire au mieux l'apparition d'espèces rares. Pour les rivières flamandes, l'apparition de mollusques exotiques et leur co-occurrence avec des mollusques indigènes ont été prédites à l'aide de CT. Sur la base des données de terrain de D1 à D4, les modèles de CT ne pouvaient prédire de manière fiable que la co-occurrence, mais pas la seule occurrence de mollusques exotiques. La co-occurrence dépendait principalement de la sinuosité et d'un ensemble de variables chimiques de qualité de l'eau (par exemple NH4+ , NO3- , COD, pH). Lorsque les modèles CT ont été optimisés en incorporant des données de terrain et des données clonées (c'est-à-dire un ensemble de données obtenu par duplication indépendante des points de données de terrain par k individus différents) par des modèles de diffusion et de prévision, l'occurrence de mollusques exotiques a été correctement prédite avec un faible taux d'erreur. Ces résultats correspondent aux observations de terrain, où l'apparition de mollusques exotiques a été observée au cours des deux dernières décennies en Flandre. Conclusions principales et remarques: Les conditions environnementales des deux systèmes favorisent certainement une composition différente de la communauté des macro-invertébrés et entraînent ainsi une variation différente. Nous avons constaté que le LMB possédait une plus grande diversité par rapport aux rivières flamandes. Cela pourrait être dû au fait que la plupart des invertébrés du LMB étaient identifiés au niveau de l'espèce, tandis que les invertébrés des rivières flamandes étaient identifiés uniquement à la famille ou au genre. Cependant, ces résultats ne révèlent pas vraiment la composition et la diversité réelles pour le LMB car il est très important, par rapport aux rivières flamandes, mais a été peu étudié. Le nombre de taxons du LMB est donc très probablement sous-estimé. En revanche, les rivières flamandes ont fait l'objet de suivis approfondis et ont été surveillées régulièrement. Néanmoins, les deux systèmes ont montré des similitudes; les mollusques et les insectes ont une variation totale plus élevée que les crustacés et les annélides. En outre, un degré élevé d’homogénéisation dans la Summary - French xi composition de la communauté des deux systèmes se produit principalement dans les sites où un niveau élevé de perturbation anthropique a été observé. Parmi les variables environnementales mesurées, l'altitude, la superficie des bassins hydrographiques, la largeur et la profondeur, la profondeur de Secchi, la DO, la EC et la température de l'eau ont été les facteurs clés de la composition et de la diversité de la communauté des macro-invertébrés dans le LMB; tandis que dans les rivières flamandes, DO, EC, pH, NH 4+ , NO3- , COD, phosphate et sinuosité étaient les variables clés. Ces résultats peuvent fournir des informations et des idées utiles qui pourraient être utilisées pour soutenir la gestion, la conservation et la planification de la restauration dans chaque système. Parmi les techniques de modélisation appliquées dans le LMB, l’ANN a permis d’obtenir les meilleurs résultats pour la prédiction de l'apparition d'espèces rares. La prédiction de l'apparition de mollusques exotiques dans les rivières flamandes a été réalisée avec succès à l'aide de modèles CT. Que ce soit dans les périodes passées ou récentes, les résultats de ces prédictions correspondent aux observations sur le terrain. Pour tester leur « transférabilité », les modèles les plus performants pourront être validés à l'aide de données collectées en dehors de la Flandre. Summary - Dutch xii Samenvatting Doelstelling: In deze studie werd de benthische macroinvertebraten gemeenschap en diversiteit onderzocht in een tropisch en gematigde regio en werd de spatiale en temporele variatie in kaart gebracht. Tevens werd het effect van de fysico-chemische waterkwaliteit op de samenstelling en diversiteit onderzocht. Locatie: Tropisch Azië: het Mekong bekken met een totale oppervlakte van 609,000 km2 ; Gematigd Europa: beken en rivieren in Vlaanderen (België), met een totale oppervlakte van 13,787 km2 . Materiaal en Methoden: Voor het Mekong bekken werden data verzameld tussen 2004 en 2008 gebruikt en werd de mediaan bepaald. Voor Vlaanderen werden data verzameld tussen 1991 en 2010 gebruikt. De Vlaamse data werden in vier perioden ingedeeld, D1: 1991-1995, D2: 1996-2000, D3: 2001-2005 and D4: 2006-2010. Multivariate data analyse werd gebruikt om de samenstelling van de macroinvertebraten gemeenschap te koppelen aan de fysico- chemie. Vijf verschillende modelleertechnieken namelijk: Logistische Regressie (LR), Random Forest (RF), Support Vector Machine (SVM), Artificiële Neurale Netwerken (ANN) en Classificatiebomen (CT) werden gebruikt om de aanwezigheid van de taxa te modelleren. Resultaten: Samenstelling in gemeenschap, diversiteit en relatie met milieuomstandigheden In het Mekong bekken werden 299 taxa behorende tot 90 macroinvertebraten families geïdentificeerd van de welke 131 taxa behoorden tot de insecten, 98 taxa tot de mollusken, 38 taxa tot de kreeftachtigen en 32 taxa tot de wormen. Insecten werden hoofdzakelijk teruggevonden in de stroomopwaartse delen, welke gekenmerkt worden door een relatief grote hoogte, helder water en voldoende zuurstof. Mollusken, kreeftachtigen en wormen domineerden de lager gelegen gedeelten en waren sterk geassocieerd met diepere en bredere rivieren en een hogere watertemperatuur. De verschillende gemeenschappen die voorkwamen in de verschillende locaties resulteerde in een verhoogde lokale diversiteit (Shannon-Wiener, H’) van stroomopwaarts naar stroomafwaarts en een sterke variatie in de totale variatie (β diversiteit). Wanneer elke gemeenschap individueel geanalyseerd werd, zag men een hogere variatie voor mollusken en insecten en droeg hun lokale diversiteit bij aan de globale diversiteit, terwijl de variatie voor kreeftachtigen en wormen veel kleinere was en ze minder bijdroegen aan de globale biodiversiteit. Summary - Dutch xiii Voor Vlaamse rivieren werden er 207 taxa (behorende tot 145 macroinvertebraten families) geïdentificeerd: 131 insecten, 34 mollusken, 21 kreeftachtigen en 21 wormen. Van D1 tot D4 steeg het aantal taxa en was de abundantie voor de meeste taxa gelinkt aan een verbetering in zuurstofgehalte en een daling in nutriënten, behalve voor de tolerante taxa zoals Naididae en Chironomidae welke daalden met een verbetering in waterkwaliteit. De lokale diversiteit steeg van D1 naar D3, maar daalde in D4, wat vooral ook te wijten is aan de enorme toename in abundantie gedurende de laatste periode, welke ook gekenmerkt wordt door een verbetering in de waterkwaliteit. Dit kan er op duiden dat de verbetering in waterkwaliteit het voorkomen van bepaalde dominante soorten promoot en dus ook bijdraagt tot een homogenisatie van de gemeenschap en dus een daling kan veroorzaken van de lokale biodiversiteit. De beta-diversiteit van de macroinvertebraten gemeenschap was gemiddeld, maar steeg van D1 tot D4. In het begin van de jaren 90 van vorige eeuw, wanneer de waterkwaliteit matig tot slecht was trad er een significant seizoenale diversiteit (α en β) op, de diversiteit was eerder laag in de lente en hoger in de zomer en herfst. Echter deze seizoenale diversiteit werd niet geobserveerd begin de jaren 2000s, wanneer het herstel van onze waterlopen volop startte en zijn eerste vruchten begon af te werpen. Wanneer de diversiteit voor elke gemeenschap apart werd berekend, hadden mollusken en insecten altijd een hoge beta-diversiteit, welke altijd steeg van D1 naar D4, dit in tegenstelling tot de beta-diversiteit van wormen en kreeftachtigen welke fluctueerde tussen D1 en D4. De diversiteit van de vier verschillende gemeenschappen droeg significant bij tot de globale diversiteit. In de brakke polderwaterlopen en in de havens werden unieke gemeenschappen vastgesteld, locaties die werden gekenmerkt door een hoge Ph en geleidbaarheid. Soorten voorspellingsmodellen In het Mekong bekken werden de soorten voorspeld aan de hand van LR, RF, SVM en ANN. DE verschillende modelleertechnieken gaven een verschillende uitkomst. ANN gaf het beste resultaat en was ook beter in het voorspellen van het voorkomen van weinig voorkomende soorten. In Vlaanderen werd het voorkomen van inheemse en uitheemse mollusken voorspeld op basis van classificatiebomen. Op basis van de data waren classificatiebomen in staat om een goede voorspelling te maken van het samen voorkomen van inheemse en uitheemse mollusken, maar niet van de uitheemse mollusken alleen. Het samen voorkomen van beide soorten was voornamelijk afhankelijk van de sinuositeit en verschillende waterkwaliteitsvariabelen (e.g. NH4+ , NO3- , COD, pH). Na optimalisatie van de modellen door gebruik te maken van veld data Summary - Dutch xiv en gekloonde data (bekomen na het onafhankelijk dupliceren van de veld data door k verschillende individuen) en door gebruik te maken van hind- en forecasting kon het voorkomen van de mollsuken beter voorspeld worden met een lagere foutenmarge. Conclusie en bedenkingen: De verschillende milieuomstandigheden aanwezig in de twee onderzochte systemen geven duidelijk aan dat zee en verschillende samenstelling in de macroinvertebraten gemeenschap teweeg brengen en dus ook leiden tot een verschil in variatie en diversiteit. In het Mekong bekken werd er een hogere diversiteit gevonden in vergelijking met Vlaanderen. Dit is voornamelijk te wijten aan het feit dat in het Mekong bekken macroinvertebraten tot op soort werden geïdentificeerd, terwijl in Vlaanderen slechts tot op genus of familie niveau wordt gedetermineerd. Daarenboven is ook de geografische omvang van beide systemen verschillend en dus moeilijk vergelijkbaar. Het is zo dat er in het Mekong bekken nog weinig studies rond macroinvertebraten zijn uitgevoerd en mogelijk is er dus zelfs nog een onderschatting van de werkelijk diversiteit. Desalniettemin vertoonden beide systemen toch ook enkele gelijkenissen, mollsuken en insecten vertoonden een hogere variatie in diversiteit in vergelijking met wormen en kreeftachtigen. Daarenboven werden vooral verstoorde milieu gekenmerkt door een hoge graad van uniekheid in samenstelling van de macroinvertebratengemeenschap. In het Mekong bekken waren vooral de volgende variabelen belangrijk voor de samenstelling en diversiteit van de macroinvertebraten gemeenschap: breedte en diepte van de rivier, de Secchi diepte, het zuurstofgehalte, de geleidbaarheid en de water temperatuur. In Vlaanderen waren het vooral volgende variabelen die een belangrijke rol speelden: zuurstofgehalte, geleidbaarheid, pH, ammonium, nitraat, CZV, fosforgehalte en sinuositeit. Deze informatie kan nuttig aangewend worden voor het beheer en herstel van aquatische ecosystemen. Onder de gebruikte moelleertechnieken in het Mekong bekken, leverde ANN de beste prestatie en leverde het de beste resultaten voor het voorspellen van weinig voorkomende soorten. Het voorkomen van uitheemse mollusken kon in Vlaanderen goed voorspeld worden op basis van classificatiebomen. Om de algemene toepasbaarheid van deze modellen na te gaan wordt er voorgesteld om ook data buiten Vlaanderen te gebruiken. General Introduction 1 1. General Introduction 1.1 Background to the study Invertebrates, defined as organisms without backbones, are the majority of the global animal species, with an estimation of ~98% (May 1988; Chapman 2009). The invertebrates that can be seen without the aid of a microscope are referred to “macroinvertebrates”, which mainly comprise insects (an estimation of ~73%), arachnids (~9%), nematodes (~7%), molluscs (~3%), crustaceans (~2%), flatworms (~1%) and annelids (~0.4%) (Chapman 2009; IUCN 2014). In freshwater ecosystems, insects, molluscs, crustaceans and annelids are the most commonly found and most studied, compared to the other groups of invertebrates (Collier and Lill 2008; Arab et al. 2009; Pérez-Quintero 2011; Szöcs et al. 2014; Sor et al. 2017a). Macroinvertebrates are a key component of freshwater ecosystems (Palmer et al. 1997; Bogan 2008). Firstly, they are considered as ecosystem engineers (Jones et al. 1994; Chowdhury et al. 2016). For example, crustaceans and insects are responsible for regulating decomposition, shredding detritus and bioturbation. Molluscs also contribute to bioturbation, sediment formation and filtering of water, while most annelids regulate decomposition and autotrophs although some of them also promote bioturbation and sediment formation (Palmer et al. 1997). Secondly, macroinvertebrates are key networks of food chains that are important in maintaining freshwater and terrestrial food webs (Fig. 1.1). Molluscs, crabs, shrimps and other benthos (e.g. annelids and insects) are the food sources for reptiles (e.g. turtles), numerous carnivorous fish species (Chea et al. 2016), and some terrestrial predators including birds (Poulsen et al. 2004). Moreover, freshwater macroinvertebrates are generally used as bioindicators and bioassessment. For instance, the presence of mayflies, caddisflies and stoneflies (insects) can indicate good water quality conditions, while the presence of annelids, clams, pouch snails, water bugs and crayfish can indicate a moderate to high level of pollution in the water (Feld and Hering 2007; Collier and Lill 2008; Królak and Korycińska 2008; Wang et al. 2012). Due to these facts, macroinvertebrates have been used for bioassessment, which is useful to support management, restoration and conservation planning in freshwater ecosystems (Heino and Mykrä 2006; Kudthalang and Thanee 2010). General Introduction 2 Fig. 1.1 Freshwater food web in the Tonle Sap Lake and River ecosystem, Cambodia. The size of each circle represents the biomass (tonne/km2 ) of each functional group (e.g. shrimps, crabs, molluscs etc. (Chea et al. 2016). Structure and spatial patterns of lotic macroinvertebrate communities are known to organize along a longitudinal downstream river/stream gradients (Vannote et al. 1980; Friberg et al. 2010). In the upstream parts, the communities are mainly characterized by a high abundance of insects (Collier and Lill 2008; Arab et al. 2009; Jiang et al. 2013), whereas the downstream communities are characterized by a high abundance of molluscs, crustaceans and worms (Arscott et al. 2005; Collier and Lill 2008; Pérez-Quintero 2011). For pristine or undisturbed rivers, structural and functional macroinvertebrate communities are adapted to conform to the most suitable positions, depending on the available energy flow and environmental variability, throughout the river’s continuum (RCC, Vannote et al. 1980). According to RCC, communities in the headwaters, collecting energy from decayed leaves, needles and stems, are mostly composed of shredders, collectors and less grazers/scrapers. The mid-reach, being strongly exposed to sunlight, supports more grazers/scrapers and collectors, and the lower-reach, having a low photosynthesis production in the rivers (due to high turbidity and surface film) and high energy inputs (mostly from upstream sources), is home to numerous collectors. However, in large/floodplain rivers, which receive a high level of disturbance, the RCC cannot be applied to address the biological systems. This is because differences between biotic community composition in these rivers are determined by spatial and temporal heterogeneity along the rivers (Sedell et al. 1989), and by natural and human-derived disturbances (Clarke et al. 2008; Muñoz et al. 2009). General Introduction 3 Distribution, composition and diversity patterns of macroinvertebrates greatly vary depending on studied climatic regions (e.g. tropical vs temperate), zoogeographic regions (e.g. Palaearctic, Nearctic, Neotropical, Afrotropical, Oriental and Australasian) and geographic regions (e.g. Asia, Europe, America and Africa) (Martin et al. 2008; Yeo et al. 2008; Bogan 2008; Ferrington 2008). The variation in composition and diversity found from each climatic and zoogeographic region may reveal the different favourable environmental conditions for diverse taxonomic groups to live on (Dudgeon et al. 2006; Boulton et al. 2008). However, the ecological processes in these systems appear to be driven by more or less the same variables, e.g. drought, disturbance, nutrient concentration and trophic structure (Boulton et al. 2008; Dudgeon 2008). Nevertheless, geographic regions that lie in the tropical zone harbour a higher biodiversity, at least for most invertebrate taxa, than those lie in the southern or northern temperate zone (Sodhi et al. 2004; Boulton et al. 2008). However, stream invertebrate ecology in many parts of tropical region (e.g. South America, Africa, and Asia) remains little investigated, whereas stream invertebrates in temperate regions (e.g. North America, Europe, Australia and New Zealand) have been well studied (Dudgeon 2008; Boyero et al. 2009). 1.2 Macroinvertebrates in Asian and European rivers: a general overview Taxonomic and ecological knowledge on freshwater macroinvertebrates in Asia, as mentioned earlier, is still limited (Boulton et al. 2008; Boyero et al. 2009). Most research in the tropical Asia is largely restricted to a few geographic regions including the Hong Kong and Peninsular Malaysia (Resh 2007; Boyero et al. 2009; Leung and Dudgeon 2011; Al-Shami et al. 2013). A wider range of studies has also been revealed from the northern subtropical Asian rivers, e.g. Yangtze and the Upper Mekong River or the so-called Lancang River in China. Research topics from these river basins include species distribution, spatio-temporal patterns and species records (Nieser et al. 2005; Shao et al. 2008; Qi et al. 2012). However, most of the research findings are reported in Chinese and are not publically available; only a few are accessible, e.g. the benthic macroinvertebrates as indicators of ecological status in Yangtze River (Pan et al. 2013) and the seasonal variability of metazooplankton (including crustaceans) communities and new mollusc species records from the Upper Mekong Basin (Du et al. 2011; Wu et al. 2014). For the Lower Mekong Basin, more investigations have been recently conducted in Thai streams (Boonsoong et al. 2010; Kudthalang and Thanee 2010; Phaphong and Sangpradub 2012; David and Boonsoong 2014) and recently also some Philippine streams have been investigated (Tampus et al. 2012; Sinco et al. 2014; Fajardo et al. 2015; Magbanua et al. 2015, General Introduction 4 Forio et al. 2017). Most of these studies are related to species diversity, description of new species and using benthos to assess water quality in river systems (Parnrong et al. 2002; Sangpradub et al. 2002; Flores and Zafaralla 2012). Macroinvertebrates from other geographic areas including Myanmar, Laos, Cambodia and Vietnam, which mainly share the Lower Mekong Basin, remain very scarce. On the contrary, knowledge on macroinvertebrates from river systems in Europe has been extensively studied (Boyero et al. 2009). Since the adoption of the European Water Framework Directive (WFD) (European Commission 2000), freshwater macroinvertebrates have become the central focus (Pollard and Huxham 1998; Hering et al. 2010). Macroinvertebrates from hundreds of streams have been studied and used to assess water quality (Buffagni et al. 2001; Verdonschot and Nijboer 2004). Within 10 years of the implementation, ~1,900 papers resulted from research projects associated with WFD (Hering et al. 2010). This results in a very well documented knowledge on freshwater macroinvertebrates and their ecological applications for Europe. Furthermore, a diverse assessment methods have been developed (Birk et al. 2012), some of which have applied a predictive modelling framework that is based on macroinvertebrates or use environmental variables to predict future distribution, occurrence and abundance of particular taxa (Goethals et al. 2007; Everaert et al. 2013; Boets et al. 2015). When macroinvertebrate composition and diversity are related to measured environmental variables, key factors driving spatio-temporal changes have been known to be more or less the same regardless of geographic or climatic regions. For instance, macroinvertebrate communities in river basins from southern China (Pearl, Yangtze and Qiangtang rivers), from northern Portugal (the Olo, Corgo, Pinhao and Tua rivers) and from Susquehanna River (New York, North America) have been reported to be influenced by land use types including anthropogenic disturbance (Allan 2004; Bruns 2005; Cortes et al. 2011; Cortes et al. 2013). Another example can be found from European Mediterranean (Evrotas River, Greece) and Asian streams (Peninsular Malaysia) that stream size (e.g. width and depth), dissolved oxygen and pH were the key factors influencing macroinvertebrate composition and variation (Al- Shami et al. 2013; Salmah et al. 2014; Karaouzas and Płóciennik 2016). These indicate that similar ecological processes can be expected from different ecological systems. General Introduction 5 1.3 Modelling techniques and applications Various modelling techniques have been widely and increasingly implemented in ecological systems (Lek et al. 1996; Park et al. 2003; Schröder et al. 2007; Lencioni et al. 2007; Guo et al. 2015). The techniques applied are generally used to explain and predict the relationship between the occurrence or abundance of studied species and environmental variables (Goethals et al. 2007; Boets et al. 2013). Utilization of modelling techniques to combine both explaining and predicting such relationships is also commonly applied (Roura-Pascual et al. 2009; Call et al. 2016). Applications of predictive models have provided knowledge and improved the understanding of the ecology and behaviour of studied taxa, which could be used to support decision making, management and conservation planning. For instance, many previous studies have used predictive models to predict the occurrence and distributional areas of plants, herbs, macroinvertebrates and fish (Thuiller et al. 2005; Roura-Pascual et al. 2009; Vicente et al. 2011; Boets et al. 2013; Chen et al. 2015; Guo et al. 2015). However, the application of predictive models has been suggested to be carefully taken into account because they can have a wide variation in performance (Segurado and Araujo 2004; Elith et al. 2006; Guisan et al. 2007). Some models even yield contrasting predictions of habitat suitability (e.g. Guisan et al. 2007; Evangelista et al. 2008; Roura-Pascual et al. 2009). Furthermore, predictive models are sensitive to parameterization and selection criteria during the modelling process (Araújo and Guisan 2006; Elith et al. 2006), and thus can result in an uncertainty of current or past/future projections of species distributions (Svenning et al. 2008; Buisson et al. 2010). Due to this fact, when calibrating and validating predictive models, carefully taking into account the data characteristics (e.g. sample size, species prevalence or environmental predictors), parameterization and selection criteria are usually recommended (Luoto et al. 2006; Dormann et al. 2008). 1.4 Research problem, aims and objectives The Lower Mekong Basin (LMB), which includes portions of Thailand, Laos, Cambodia and Vietnam, is characterized by a long and large floodplain (Eastham et al. 2008) and is known for its high biodiversity (Sodhi et al. 2004). However, the knowledge of macroinvertebrates in the LMB is poorly investigated. Given that this river basin is being impacted by various anthropogenic disturbances such as agricultural activities, aquaculture, urbanization and mining (Sodhi et al. 2004; Nhan et al. 2007; Köhler et al. 2012), there is an urgent need to study the General Introduction 6 patterns of spatial organization, community structure and variations of macroinvertebrates in this basin and their relation to environmental factors. Up to date, only a few studies (except for those conducted in Thailand) have been published on the basin, e.g. community structure and composition of littoral invertebrates in the Mekong delta (Wilby et al. 2006) and the diversity and distribution of crustaceans and molluscs in the Indo-Burma region (Cumberlidge et al. 2011; Köhler et al. 2012). Yet, no attempt has been made to examine the large spatial patterns, community structures, variations (i.e. β diversity) of macroinvertebrate communities and their relation to key environmental variables nor the application of predictive modelling in this hardly studied basin. On the other hand, river systems in Europe as well as in Flanders suffered from severe water quality degradation in previous decades (e.g. from 1980s to 1990s). During these periods, some native species were reported to disappear (Bernauer and Jansen 2006) and only those that were able to withstand the water quality degradation remained. At the same time, most European river systems have been exposed to a number of alien macroinvertebrate species (Leuven et al. 2009; Boets et al. 2016). From the 2000s until now, the water quality of European rivers has been greatly improved. This water quality improvement does not only promote the occurrence and abundance of native species, but also favours the alien species to spread widely, which consequently may lead to changes in community composition. As such, investigation spatio- temporal changes in community composition, variations and predicting the occurrence of alien species across Flemish rivers, which have been poorly studied, will provide insights into the ecology of overall communities and of studied alien species. Results from this investigation can be used to support management and conservation planning. The aims and specific objective (or questions) of the present study are: Aim 1. Investigating general patterns of macroinvertebrate communities and their relation to environmental variables in the two systems, i.e. the LMB and Flemish rivers. 1.a. Investigating patterns of spatio-temporal variation in macroinvertebrate assemblages/communities. 1.b. Analysing the variability of macroinvertebrate composition among the assemblages/communities, and determining key indicator/important taxa (the most representative taxa/taxa with high among-site variance). 1.c. Identifying the important environmental variables that are associated with the particular macroinvertebrate assemblages/communities. General Introduction 7 Aim 2. Determining the total variation in macroinvertebrate communities (i.e. total β diversity) and the key determinants in the two systems. 2.a. Is there a moderate or a large amount of total β diversity? 2.b. What are the taxa that contribute most to the total β diversity? 2.c. What are the environmental conditions and component communities (e.g. annelids, crustaceans, insects and molluscs) that significantly influence the total β diversity? Aim 3. Predicting macroinvertebrate species occurrence and analysing the performance of modelling techniques applied in the LMB. 3.a. Predicting the occurrence of macroinvertebrate species and comparing the performance of the applied techniques based on a complete prevalence range (i.e. 0.0-1.0), and different prevalence ranges (i.e. at a 0.1 interval). 3.b. Analysing how the species prevalence affects the behaviour of modelling techniques’ performance. Aim 4. Predicting the occurrence of alien species and their co-existence with native species and identifying the key determining variables in Flemish rivers over the past two decades (1991-2010). 4.a. Identifying key determining physical-chemical variables associated with the occurrence of alien species (i.e. alien molluscs) and with the co-occurrence of alien and native species, using a classification tree modelling technique. 4.b. Optimising the reliability of classification tree models in predicting alien mollusc occurrence. Materials and Methods 8 2. Materials and Methods 2.1 Case study in the LMB and dataset 2.1.1 The LMB The Mekong River Basin is divided into the Upper Mekong Basin (UMB) and the Lower Mekong Basin (LMB). The UMB on the Tibetan plateau in China is composed of narrow, deep gorges and small, short tributaries, whereas the LMB stretches from Yunnan province in South China to the delta in Vietnam and it covers approximately 70% of the total length of the whole basin (Eastham et al. 2008). The LMB consists of a large floodplain and long, broad tributaries and it drains more than 76% of the Mekong basin. The climate of the LMB is dominated by a tropical monsoon rainfall system, which is characterized by a dry (November – April) and a wet (May – October) season generated by the northeast monsoon and the south-west monsoon, respectively. The most intensive rainfall falls from July to September, while the lowest precipitation is observed between January and April (Adamson et al. 2009). The annual rainfall of the LMB varies from 1,000 – 1,600 mm in the driest regions to 2,000 – 3,000 mm in the wettest regions (Hoanh et al. 2003). A higher precipitation is found in the eastern mountainous regions of Laos and in northeast Thailand (Eastham et al. 2008). The largest floodplain water body of the LMB is the Tonle Sap Lake (TSL) in Cambodia (Adamson et al., 2009), which is the largest freshwater lake in Southeast Asia (Sarkkula et al. 2003). The TSL is connected to the Mekong through the Tonle Sap River, and thus creating an exceptional hydrological cycle. In the wet season, the TSL receives excess water from the Mekong River and expands its surface area from 2,500 km2 to 15,000 km2 . In the dry season when the rain ceases and water levels drop in the Mekong, a reverse flow occurs; the drained water from the TSL flows to the Mekong delta (Arias et al. 2011). The Mekong delta is characterized by a number of man-made canals, which are mostly used for domestic and agricultural activities (Kummu et al. 2008). 2.1.2 Data collection and processing Benthic macroinvertebrates were sampled at 60 sampling sites along the main channel of the LMB and its tributaries by the Mekong River Commission (MRC) (Fig. 2.1). This sampling was carried out once a year in March during the dry season from 2004 to 2008. At each sampling site, macroinvertebrates were sampled from three locations in the benthic zone: near the left and right banks, and in the middle of the rivers. At each location, a minimum of three samples (where inter-sample variability is low, e.g. tributaries) to a maximum of five samples (where Materials and Methods 9 inter-sample variability is higher, e.g. the main channel and the delta) were collected using a Petersen grab sampler which has a sampling area of 0.025 m2 . With the grab sampler, four sub- samples were taken and pooled to give a single sampling unit covering a total area of 0.1 m2 . In total, between nine (3 samples × 3 locations) and fifteen (5 samples × 3 locations) pooled samples were collected at each sampling site. Each pooled sample was rinsed using a sieve (0.3 mm mesh size). In the field, the samples were sorted and then preserved by adding 10% formaldehyde to obtain a final concentration of about 5%. In the laboratory, they were identified to the lowest taxonomic level possible and counted using a compound microscope (40 – 1,200 magnification) or a dissecting microscope (16 – 56 magnification). Macroinvertebrate abundance data per sampling unit was averaged across all samples (between 9 and 15 samples) collected from each sampling site. Fig. 2.1 The Lower Mekong Basin (LMB, A) and macroinvertebrate sampling sites (shaded dots, B). Sub- samples and replicates were taken at each sampling site as illustrated in C. Materials and Methods 10 At the sampling site, geographic coordinates and altitude were determined with a GPS (Garmin GPS 12XL). River width was measured in the field using a Newcon Optik LRB 7x50 laser rangefinder. Other physical-chemical variables were measured at the three locations where macroinvertebrates were sampled. River depth was measured using a line metre. With a handheld water quality probe (YSI 556MP5), water temperature, dissolved oxygen, pH and electrical conductivity were measured at the surface (0.1-0.5 m) and at a depth of 3.5 m or at a maximum depth of the river (wherever less than 3.5 m) and then the average value was recorded for each location. Water transparency was measured with a Secchi disc by lowering it into the water and recording the depth at which it was no longer visible. The physical-chemical data of each sampling site was the averaged value across the three sampling locations. Distance from the sea and the surface area of watersheds drained at each sampling site was determined using a Geographic Information System (ArcGIS 10.0, ESRI). Geographic data (ArcGIS shapefiles) about the LMB (river networks, basin boundaries, land covers, and subcatchments derived from topographical maps) was provided by the MRC. In total, 108 samples were collected from the 60 sampling sites. In 2008, 3 sampling sites were sampled further away from their original sampling coordinates, and thus were considered as different sampling sites (see Appendix T1). Therefore, a total of 63 sampling sites were taken into account in the analyses. Because of unequal sampling efforts (i.e. unequal and different number of samples at each site during the 5-year sampling period) and missing values of environmental variables, we used median values from the collected data to represent each site in the analyses, as suggested by McCluskey and Lalkhen (2007). These median values were used in all of the analyses corresponding to the case study of the LMB. 2.2 Case study in Flemish rivers and dataset 2.2.1 Flanders Flanders (northern Belgium) is located in Northwest Europe and its Northwestern part is bordered by the North Sea (Fig. 2.2A). Flanders has a total area of 13,522 km2 , and is considered as one of the most densely populated regions in Europe (477 inhabitants/km2 in 2015, https://en.wikipedia.org/wiki/). Flanders is classified as a lowland area, which is divided into different rivers basins (Fig. 2.2B). This region is influenced by a temperate oceanic climate, as same as most of northwestern European countries are (e.g. UK, France, Luxembourg, Netherland and Denmark) (Peel et al. 2007). Flanders has a dense watercourse network including navigable canals. Agriculture, industry and residential areas are the main land use Materials and Methods 11 types of Flanders and its landscape is characterized by highly fragmented and complex mosaic of land use types (Poelmans and Van Rompaey 2009). This fragmentation and complexity may have put a high pressure on habitat quality and biodiversity in Flanders. Fig. 2.2 Map of Flanders indicating: (A) the most important watercourses and geographic locations, the polder area (grey) and the three main harbours indicated by rectangles (Boets et al. 2016), (B) different river basins (van Griensven and Vandenberghe 2006) and (C) monitoring sites between 1991-2010, which were used in the present study. Materials and Methods 12 2.2.2 Data collection and processing The Flemish Environment Agency (VMM) has collected biological and environmental data in Flanders since 1989. The monitoring sites include all types of watercourses from all river basins. Every three year from the beginning, a fixed set of sampling locations was sampled. Most of the sampling locations were only sporadically sampled, and thus results in a large dataset of more than 11,000 biological samples collected at more than 2500 sites spread over different water bodies (Fig. 2.2C). In this monitoring program, the sampling protocol was entirely based on the method as described by Gabriels et al. (2010). Macroinvertebrates were collected using a standard handnet, which is made of a metal frame (0.2 m by 0.3 m) to which a conical net is attached with a mesh size of 300 μm. The kick sampling was made along the watercourses at a stretch of approximately 10-20 m. Each sample was collected for three minutes for small watercourses (less than 2 m wide) or five minutes for larger rivers. At sampling sites where the kick sampling method was not possible, artificial substrates were used. Three replicates of artificial substrates, which consisted of polypropylene nets (5 litres) filled with bricks of different sizes, were left in the water for a period of at least three weeks after which they were retrieved. Leaving this period enables species to colonize the substrates. The different sampling efforts of the two sampling approaches (the kick and artificial substrate sampling) may have repercussion on the diversity of sampled invertebrates. However, according to Gabriels et al. (2010), the two approaches are standardized semi-quantitative methods and are similar in terms of sampled macroinvertebrate abundance. In the laboratory, macroinvertebrates in the VMM database were identified to the level (family or genus) needed for the calculation of the biotic water quality index. Electrical conductivity (EC), pH and dissolved oxygen (DO) were measured in the field with a hand-held probe (Cond 315i, oxi 330, wtw, Germany and 826 pH mobile, Metrohm, Switzerland). All additional chemical variables, i.e. ammonium (NH4+ ), chemical oxygen demand (COD), biological oxygen demand (BOD), total phosphorus (Pt), nitrate (NO3- ), nitrite (NO2- ), Kjeldahl nitrogen, orthophosphate (oPO4 ), were retrieved from the monitoring dataset compiled by the VMM and which is online accessible (www.vmm.be). Nutrient analysis was performed spectrophotometrically in accordance to ISO 17025. GIS software (version 9.3.1) applied on the Flemish Hydrographic Atlas was used to determine the slope and the sinuosity of a watercourse at a different height in between two points (1000 m apart) and on a stretch of 100 m, respectively. Materials and Methods 13 Data from 1991 to 2010 was used for the analyses. Based on the preliminary data mining, the overall communities had a temporal change (especially a somewhat different community composition for the late 2000s) which could be grouped based on a five-year interval. Therefore, the data were then divided into 4 periods. Each period consisted of samples from a five-year sampling effort (i.e. D1: 1991-1995, D2: 1996-2000, D3: 2001-2005 and D4: 2006- 2010). This division can provide useful information on changes in community composition for each period. To analyse spatial variation in the community composition, the median values were used to represent each site for each period. This is because, as mentioned earlier, only a fixed set of sampling locations was sampled regularly whereas most of the other sampling locations were sporadically sampled. For the modelling purposes (see the detailed in the “Modelling” section below), all collected samples were used. 2.3 Statistical analyses and modelling approaches I analysed only four groups of macroinvertebrates in this study. This is because they are the most commonly studied animals and are generally used as bioindicators and assessment in freshwater ecosystems (Feld and Hering2007; Collier and Lill 2008; Wang et al. 2012). The four groups included annelids, crustaceans, insects and molluscs. These four groups were designated as component communities in following paragraphs onwards. All the applied statistical analyses and modelling approaches were performed using functions of packages in the R language program (R Core Team 2013). 2.3.1 Communities clustering and diversity measures Samples were clustered based on the Bray-Curtis dissimilarity of macroinvertebrate abundance data by using Ward's hierarchical method. The Bray-Curtis dissimilarity distance (Legendre and Legendre 2012) between the macroinvertebrate samples was calculated using the Hellinger transformation in the package vegan of R (Rao 1995). The macroinvertebrate indicator taxa in each assemblage were determined using the Indicator Value (IndVal, Dufrene and Legendre 1997) with the package labdsv of R (Roberts 2013). The Indicator Value of a taxon is an index ranging from 0 to 1, indicating the least to most important taxa occurring in a group of sites. A value of 1 is obtained when every individual of the taxon is found only in the group and when it occurs at all sites of that group. A high number of taxa with significant Indicator Values may provide information on the habitat they prefer to share. Taxa having Indicator Values with a p-value ≤0.01 were retained as the most important taxa representing a given assemblage (consisting of a group of sites). Materials and Methods 14 Macroinvertebrate richness, abundance and Shannon-Wiener diversity (H’) were calculated for each sampled site, cluster and group. To quantify beta (β) diversity, the community composition data were first Hellinger-transformed (Legendre and Gallagher 2001; Legendre and Legendre 2012). For Hellinger-transformed data, the total variance, or total β diversity (BDTotal ), of a community composition data table is an index between 0 and 1, and it can be partitioned into local contribution (LCBD) and species contribution (SCBD) indices. An LCBD value is an index showing the degree of uniqueness in taxonomic composition in each site, computed as the relative contribution of a site to BDTotal , so that the LCBD indices sum to 1, whereas an SCBD index shows the relative degree of variation of a taxon across all sites. The BDTotal , LCBD and SCBD indices were computed using the function “beta.div” available in the adespatial package in R (Dray et al. 2016). The Hellinger transformation was used because the corresponding Hellinger distance is one of the dissimilarity functions admissible for β diversity analyses (Legendre and Gallagher 2001; Legendre and De Cáceres 2013); it does not give high weights to the rare species. In addition to LCBD, Hellinger-transformed data also allow researchers to compute SCBD indices; this is not allowed by most other admissible dissimilarity functions (Legendre and Gallagher 2001; Legendre and De Cáceres 2013). SCBD indices that were higher than the mean of SCBD values identified the taxa that were the most important contributors to BD Total . In the following paragraphs, BDTotal , LCBD and SCBD designate the indices of the global macroinvertebrate communities, whereas BDATotal , BDCTotal , BDMTotal , BDITotal, and LCBD A, LCBDC, LCBD M and LCBDI designate the BDTotal and LCBD indices for annelid, crustacean, mollusc and insect communities, respectively. 2.3.2 Comparative analyses Descriptive statistics were used to describe and summarize the information of the collected data. These included minima, maxima, mean, range, standard deviation (sd), sample size, and percentage. In most cases, mean and standard errors were used to indicate significant differences in macroinvertebrate composition, environmental conditions and model performances between/among groups. Where applicable and appropriate, a one-way ANOVA or a Kruskal-Wallis test was used to test for significant differences between/among unmatched groups (≥3 groups). One-way ANOVA was applied when residuals of the models were normal (Shapiro-Wilk test, p > 0.05, and homoscedastic (Bartlett's test, p > 0.05)); otherwise, the non- parametric test (Kruskal-Wallis) was used. For matched groups (dependent samples), a multi- factor ANOVA and a Friedman test were used when the data was normal and not-normal distributed, respectively. Materials and Methods 15 2.3.3 Regression and Multivariate analyses Simple and multiple regression models were used to access the influence of independent variables (e.g. environments) on response variables (e.g. communities, diversity measures and indices). To identify the strength of the regression models, the stepwise selection with the Akaike Information Criterion (AIC) was applied. The models having the lowest AIC and highest adjusted R 2 were considered to have the strongest influence on the response variables. Linear Discriminant Analysis (LDA) was performed, using the package ade4 of R (Chessel 2006), to assess which measured environmental variables best accounted for the differences among the macroinvertebrate assemblages grouped by the hierarchical clustering. Before performing the LDA, environmental variables were tested for multivariate homogeneity of within-group covariance (Borcard et al. 2011). The contribution of each variable to the discrimination among assemblages was represented by the standardized factorial coefficient, projected as an arrow on the LDA plot. With a complex community data, as in the case of Flemish river data, Redundancy Analysis (RDA) was conducted on the Hellinger-transformed abundance data and environmental factors. RDA is powerful tool for the analysis of community composition data tables (Legendre and Legendre 2012). The RDA model was first tested at global scale to detect for its significance, and afterwards, the forward selection method was carried out in order to select the most importing factors associating with the community composition. 2.3.4 Model development, validation and performance Five commonly used modelling techniques were applied in this study. They included Logistic Regression (LR), Random Forest (RF), Support Vector Machine (SVM), Artificial Neural Network (ANN) and Classification Tree (CT). For detailed information on the above mentioned techniques as well as for practical examples of the used methods, see Van Echelpoel et al. (2015), Sor et al. (2017b) and Article 4 in Part II: Publications. 2.3.4.1 Species occurrence prediction in the LMB Macroinvertebrate species occurrence was predicted using four modelling techniques: LR, RF, SVM and ANN. The presence/absence of each species was used as the response variable and the measured environmental variables such as altitude, river width, river depth, distance from the sea, water temperature, DO, EC, pH and Secchi depth were used as the input predictors. For every prediction, species that occurred only in one instance (a prevalence of ~0.02) were removed from the data. This is because Leave-One-Out cross-validation (LOO) was used to Materials and Methods 16 validate the models, due to small sample size. With LOO, it is not feasible to split data into training and validation sets for species that have only one occurrence instance. To evaluate the four modelling techniques, Cohen’s Kappa Statistic (Kappa), area under receiver operating characteristic curve (AUC), and error rate (ER) of the prediction were used. The overall performance differences among the four modelling techniques were assessed using a Friedman test (nonnormal distribution). P-values ≤0.05 were considered to indicate significant differences. Each performance measure of the four modelling techniques was then regressed against the species prevalence using two types of models: a linear and a quadratic model. Mean performance values and standard errors were compared to identify which technique better performed based on the complete prevalence and based on different prevalence ranges. 2.3.4.2 Species occurrence prediction in Flemish rivers A CT model was used to predict the occurrence of alien and native molluscs and their co- occurrence, and to identify the determining physical-chemical variables. The CT was implemented in this system because it is well suited for analyses of complex ecological data (De’ath and Fabricius 2000). Moreover, it is relatively simple to implement, easy to interpret, and it tolerates missing values during both the training and testing cases (Therneau and Atkinson 1997; De’ath and Fabricius 2000). The prediction was made for each period. The response variable of each sampling site of each period was categorized as: a “native” site (i.e. a site having only native molluscs present), an “alien” site (i.e. a site having only alien molluscs present) and a “co-occurrence” site (i.e. a site having both alien and native molluscs present). Due to a limited number of occurrence instances of most alien mollusc genera, all alien genera were merged to form one categorical variable. This provided a higher number of instances for the predictive models and thus a better and more robust development of the model. The results of these predictions could reveal common environmental conditions that most of the alien molluscs prefer. In the same way, all native genera were also merged to form one categorical variable. Physical and chemical water quality variables (i.e. BOD and Kjeldahl nitrogen) that had missing values for more than 5% of the total samples were removed from the analyses. Therefore, each period consisted of one response categorical variable (native/alien/co- occurrence) and 11 predictor variables. The summary of the physical and chemical water quality variables and of the response variable is shown in Table 2.1. During the model development, all CT trees were initially pruned by setting a complex parameter at cp =0.05. Where the tree had only a root, the cp was lowered to a level (e.g. cp =0.04, 0.03, 0.02, 0.01) that at least two terminal nodes were produced. In practice, the first few splits mostly provide a very informative Materials and Methods 17 division of the data (Therneau and Atkinson 1997). These criteria were set in order to make the trees easily interpretable and comparable in terms of the number of variables and complexity. Table 2.1 Mean value (and standard deviation) for environmental predictors, and occurrence instances of each class of the response variable. NH 4+ : Ammonium, COD: Chemical Oxygen Demand, Pt: Total Phosphorus, EC: Electrical Conductivity, NO3- : Nitrate, NO 2- : Nitrite, oPO4 : Orthophosphate, DO: Dissolved Oxygen. The number of sampled sites for each period is shown in square brackets. Period Variable Unit 1991-1995 [509] 1996-2000 [991] 2001-2005 [1524] 2006-2010 [1250] NH 4+ mg/L 2.6 (4.8) 1.9 (3.4) 1.6 (2.8) 2.3 (5.1) COD mg/L 55 (43) 39 (42) 34 (34) 36 (41) Pt mg/L 1.0 (1.4) 0.9 (1.4) 0.9 (2.3) 0.8 (1.0) EC μS/cm 1320 (2618) 987 (1149) 998 (1509) 921 (949) NO 3- mg/L 3.3 (4.1) 4.0 (4.7) 3.6 (3.7) 3.0 (3) NO 2- mg/L 0.2 (0.3) 0.2 (0.3) 0.2 (0.2) 0.2 (0.2) oPO 4 mg/L 0.6 (0.9) 0.5 (1.1) 0.4 (0.7) 0.5 (0.8) pH 7.5 (0.6) 7.6 (0.5) 7.7 (0.4) 7.6 (0.4) DO mg/L 7.5 (3.5) 6.8 (3) 6.9 (3.1) 6.6 (2.9) Sinuosity 1.1 (0.1) 1.1 (0.1) 1.1 (0.1) 1.1 (0.1) Slope m/1000m 1.0 (1.4) 1.6 (2.8) 2.0 (3.6) 1.7 (2.8) Response class Co-occurrence 66 146 567 875 Alien 6 15 63 133 Native 863 1860 2259 842 Total instances 935 2021 2889 1850 For each period, a three-fold cross-validation was used to train and validate the models. To build reliable models and to avoid misidentifying the key variables determining each class of the response variable, 3 replications of the three-fold cross validation was made. For each 3- fold cross-validation, the data was shuffled and randomly split into three subsets; two subsets were used for training and one subset for validation. For the second and third replication, I re- shuffled and randomly split it into new training and validation sets following the same procedures. From each training and validation set, a model was built and in this way, a performance value and the importance of each variable (in percentage) of nine different models (3 models of each three-fold cross validation × 3 replications) were calculated. A mean performance value, obtained from the nine models, was used as a final criterion for model evaluation. Cohen’s Kappa Statistic (Kappa) and Correctly Classified Instances (CCI) were used to evaluate the model performance. The importance of each variable determining the preferred environmental conditions of each class (native/alien/co-occurrence) was averaged across the nine models. To identify which variables significantly determine the preferred conditions of each class, the importance of each variable was compared based on the standard error. The same procedures and criteria were applied for the modelling of data of each period. Materials and Methods 18 2.3.4.3 Optimizing alien mollusc occurrence prediction Due to the small number of occurrences, the CT models were not able to predict sites where only alien molluscs occurred (see Results section 3.3.2). Subsequently, the CT models were optimized by combining the field and cloned data, and testing two types of resampling approaches (stratified and random) under same and different parameterization settings. The combined data was prepared as follows. First, a cloned dataset was developed by independently duplicating the original field data of the less frequently occurring classes (mostly the “alien” and “co-occurrence” class) by k different individuals. Then the cloned data was combined with the original field data to obtain the same sample size for each class (Fig. 2.3A). One may argue to use an equal-stratified dataset of field observations by randomly selecting a number of observations of the more frequently occurring classes in an equal number as there are of the less occurring class. By following this routine, valuable information of many of the unselected field observations will be excluded. That would in this case lead to a small sample size for the model development, which consequently leads to a less reliable and less robust models. On the contrary, using the cloned data to combine with all field observations yields an equal data distribution and sufficient samples for each period. Incorporating the cloned data into the models will increase the maximum likelihood of the prior class distribution, making the models more robust (Lele et al. 2007). Model optimization was carried out in two scenarios: a hindcasting and forecasting. For the hindcasting, only data period D4 was used to calibrate the models. Then the calibrated models were used to hindcast (validate) the response variable based on the environmental predictors of the data from period D4, D3, D2 and D1. For the forecasting, only data period D1 were employed to calibrate the models. Then the calibrated models were used to forecast (validate) the response variable based on the environmental predictors of the data from period D1, D2, D3 and D4. During the pruning phase, the complex parameter of all calibrated models was set in the same way for both scenarios, following the procedure described in an earlier section. The calibration and validation process was based on a three-fold cross-validation (CV), following the procedure described earlier. When splitting the dataset for the 3 fold CV, a random and a stratified resampling approach were applied. The random resampling was made by shuffling and randomly splitting the whole dataset into three folds. From this approach, the sample size of each class was not equally stratified across the three folds. To allow a reliable error estimation of the hindcasting and forecasting models for each period, three replicates of the 3 fold CV were made by reshuffling and randomly splitting the whole dataset again into 3 Materials and Methods 19 new folds. For the stratified resampling, the three classes of the response variable and the environmental predictors of the whole dataset were first allocated into three separated data subsets (DS, i.e. DS1, DS2, DS3). Each DS corresponds to the data of each class of the response variable and its corresponding environmental predictors. Then, each DS was randomly divided Fig. 2.3 A) Bar charts showing the number of the field and cloned data, which were combined together and used in the models. B) Schematic diagram illustrating the splitting procedure of stratified resampling approach. Materials and Methods 20 into 3 smaller data subsets (i.e. DS1a, DS1b, DS1c; DS2a, DS2b, DS2c; DS3a, DS3b, DS3c). Thus, each of the smaller data subsets of the same class had exactly the same number of samples (n, e.g. nDS1a = nDS1b = nDS1c) or 1 sample more or less than the others (e.g. nDS1a ± 1). Finally, I recombined each smaller data subset to obtain new three equal-stratified data subsets, i.e. Fold1 (nDS1a + nDS2a + nDS3a), Fold2 (nDS1b + nDS2b + nDS3b) and Fold3 (nDS1c + nDS2c + nDS3c), which were later used to calibrate and validate the models. The schematic diagram showing this resampling procedure is depicted in Fig. 2.3B. To be consistent, I also made three replicates of the 3 fold CV for this resampling approach, by reshuffling the original data and then following the same procedure. The calibration and validation of the models was performed separately for each resampling approach. For each scenario (hindcasting and forecasting), nine models (3 models of 3 fold CV × 3 replicates) were built for each resampling approach in each period. In this way, a performance value of the nine different models was calculated. From the field data, I built 36 models ([3 models of 3 fold CV hindcasting × 3 replicates × 2 resampling types] + [3 models of 3 fold CV forecasting × 3 replicates × 2 sampling types]) for each period. In the same way, 36 models were built based on the combined data for each period. Therefore, I totally built 144 models over the four periods for each data type (field and combined data). Kappa and CCI were used to evaluate the model performance. Main Results 21 3. Main Results 3.1 Macroinvertebrate communities and diversity patterns in the LMB 3.1.1 Overall macroinvertebrate communities In total, 299 taxa, 196 genera, 90 families, 23 orders and 5 clades, accounting for a total of 21,810 individuals (inds), were identified; of which, 131 taxa (44%) and 6,481 inds (30%) were insects, 98 taxa (33%) and 10,603 inds (49%) were molluscs, 38 taxa (13%) and 2,054 inds (9%) were crustaceans, and 32 (10%) and 2,672 inds (12%) were annelids. The most commonly found insect orders were Diptera (37 taxa), Ephemeroptera (32), Odonata (22) and Trichoptera (20). For molluscs, most taxa belonged to the order Unionida (18), Veneroida (15) and Caenogastropoda (50); whereas for crustaceans, most taxa belonged to the order Decapoda (18) and Amphipoda (9). Annelids were mainly represented by the order Haplotaxida (15). At the family level, insects were mainly represented by Chironomidae (Diptera; 24 taxa) and Gomphidae (Odonata; 14 taxa). Molluscs were characterized by Unionidae (Bivalvia; 18 taxa), Corbiculidae (Bivalvia; 14 taxa), Viviparidae (Gastropoda; 12 taxa) and Stenothyridae (Gastropoda; 9 taxa). Crustaceans and annelids were represented by Palaemonidae (10 taxa) and Naididae (15 taxa), respectively. Regardless the taxonomic groups, 36 macroinvertebrate families were represented by only one species (see Appendix T2). Over all of 299 species reported, 20 were common (present in ≥16 samples or ≥25% occurrence), 106 were uncommon (present between 4-15 samples or between 6-24% occurrence) and 173 were rare (present in ≤3 samples or ≤5% occurrence). Alien species were not accessed due to the lack of distribution data and the limited taxonomical knowledge of each species. The most widely distributed species belonged to two insects: Ablabesmyia sp. (73% occurrence) and Polypedilum sp. (70%) and one was a mollusc, Corbicula tenuis (67%). In addition to being widely distributed, these 3 taxa were among the top 10 most abundant. Of the total individuals, Ablabesmyia sp. accounted for 2.9%, Polypedilum sp. for 3.8%, whereas the 3 most abundant species, Corbicula leviuscula, Limnoperna siamensis and Corbicula tenuis, accounted for 8.4%, 6.1% and 5.8%, respectively. The information of each species occurrence is provided in the Appendix T2. Main Results 22 3.1.2 Spatial community patterns and their relationship with environmental factors 3.1.2.1 Community clusters and indicator taxa Based on the dissimilarity of macroinvertebrate abundance data and cluster analysis, the 63 sampling sites could be distinguished into four clusters (Fig. 3.1). Cluster I was situated in the Mekong delta in Vietnam; cluster IIa, along the upstream sites in Laos and Thailand; cluster IIb1, mostly in middle part in Cambodia and a few sites in Laos, Thailand and Vietnam; and cluster IIb2, mostly located in the tributaries of the LMB (Fig. 3.1A). Fig. 3.1 Sampling sites and the four clusters, representing four macroinvertebrate assemblages, based on the cluster analysis (A), and the dendrogram showing sites belonging to the four clusters based on the dissimilarity and Ward’s hierarchical clustering method (B). Main Results 23 The clusters represent four different macroinvertebrate assemblages, which were characterized by different environmental conditions, macroinvertebrate richness, abundance and diversity (p<0.01) (Fig. 3.2, Table 3.1). An increasing richness, abundance and diversity of macroinvertebrates was found from the upstream (i.e. tributaries) to the downstream assemblage (the delta). The richness and abundance of molluscs, crustaceans and annelids generally increased from the up to the downstream assemblage, while insects dominated the upstream and tributary assemblages. Table 3.1 Mean value (and standard deviation) for environmental variables, richness, abundance and Shannon diversity of macroinvertebrate assemblage in each cluster. Cluster [n] Variable (unit) I [11] IIa [11] IIb1 [15] IIb2 [26] Assemblage composition Richness* 54 (13) -IIa, -IIb1,2 23 (11) 18 (7) 16 (9) Abundance* 955 (526) -IIa, -IIb1,2 251 (184) 233 (204) 193 (286) Diversity (H’)* 2.7 (0.7) -IIa, -IIb1,2 2.1 (0.5) 2.0 (0.5) 1.9 (0.4) Physical-chemical Altitude (m)* 6.6 (1.8) -IIa, -IIb2 136 (77) 63 (67) -IIb2 207 (1,539) River width (m)* 1,057 (468) -IIa, -IIb1,2 413 (372) 349 (412) 339 (375) River depth (m)* 11.5 (3.5) -IIa, -IIb1,2 5.0 (3.3) -IIb2 5.0 (4.3) -IIb2 2.5 (1.7) Secchi depth (m)* 0.6 (0.2) -IIb2 0.8 (0.4) 0.7 (0.5) 1.0 (0.7) WT ( o C)* 29.6 (0.5) -IIa, -IIb2 26.0 (2.1) -IIb1 28.9 (1.6) -IIb2 26.4 (3.7) DO (mg/L)* 6.2 (1.2) -IIa, -IIb2 7.9 (0.5) -IIb1 6.1 (1.7) -IIb2 7.7 (0.7) pH 7.8 (0.4) 7.6 (0.6) 7.5 (0.3) 7.6 (0.5) EC (mS/m)* 17.8 (1.4)-IIa, -IIb2 22.8 (6.0) -IIb1 13.5 (6.4) -IIb2 14.2 (9.8) SAW (km2)* 764,797 (4,714) -IIa, -IIb1,2 180,454 (202,943) 187,351 (276,932) 123,341 (196,952) Land cover (%) Agricultural land* 25.77 (0.29) -IIb2 24.56 (26.7) 28.14 (24.82) -IIb2 11.68 (12.71) Bamboo* 0.47 (0) 0.17 (0.22) -IIb2 0.61 (1.37) 2.14 (3.6) Crops 5.48 (0.03) 5.53 (3.71) 3.97 (3.09) -IIb2 8.59 (7.62) Deciduous forests 10.02 (0.13) 15.1 (26.54) 20.55 (18.28) -IIb2 9.01 (15.44) Evergreen forests* 14.07 (0.06) 10.03 (5.5) -IIb2 14.07 (10.52) 20.35 (15.62) Glacier 0.1 (0) 0.11 (0.14) 0.04 (0.08) 0.08 (0.14) Grassland 11.6 (0.06) 11.55 (13.89) 5.96 (7.32) 10.76 (13.22) Inundated* 0.39 (0.01) -IIa, -IIb2 0 -IIb1 0.5 (0.96) -IIb2 0 Mix_evg.dec 8.99 (0.05) 12.82 (11.64) 9.68 (6.49) 8.79 (7.9) Plantations* 0.17 (0) 0.03 (0.07) 0.2 (0.35) 0.17 (0.3) Regrowth* 0.88 (0.01) 0.31 (0.3) -IIb2 0.98 (1.1) 1.25 (1.58) Rocks* 0.6 (0) 1.46 (3.34)-IIb1,2 0.23 (0.31) 0.4 (0.54) Urban areas* 0.08 (0) 0.51 (1.49) -IIb1,2 0.07 (0.06) 0.07 (0.11) Water surface* 1.18 (0.01)-IIb2 0.82 (1.57) 1.18 (1.26) -IIb2 0.42 (0.87) Wetland* 0.07 (0.01) 0.02 (0.02) 0.09 (0.18) -IIb2 0.01 (0.02) Wood- & shrub-land* 17.23 (0.07) 14.05 (10.68) -IIb2 12.5 (7.91) -IIb2 24.38 (15.76) WT: water temperature, DO: dissolved oxygen, EC: electrical conductivity, SAW: the surface area of watersheds, Mix_evg.dec: mixed evergreen and deciduous forests. The number of samples [n] in each cluster is indicated between square brackets. * indicates ANOVA and Kruskal-Wallis Test for significant differences among clusters at p<0.05. Superscripts (IIa, IIb1, IIb2) indicate significant pair-wise comparisons between the corresponding cluster (each column) and superscript-labeled clusters (i.e. IIa, IIb1, IIb2) at p<0.05. Main Results 24 Fig. 3.2 Box and whisker plots of richness (A) and abundance (B) of macroinvertebrate assemblage in each cluster and its proportion of mean richness (C) and abundance (D) consisting of different components of macroinvertebrates. The number of indicator species followed the overall trend of macroinvertebrate richness and abundance: the delta assemblage (I) were represented by 53 indicator species, most of which were molluscs, annelids and crustaceans. The upstream assemblage along the main channel were presented by 14 indicator taxa, most of which were insects. The in-between assemblage (IIb1, between the delta and main upstream assemblages) and the tributaries (IIb2) were represented by two different indicator taxa. The detailed information on indicator taxa for each assemblage is provided in Table 3.2. Main Results 25 Table 3.2 List of indicator taxa (and their indicator values, IndVal) of macroinvertebrate assemblage in each cluster. Cluster I Cluster I (continued) Annelid IndVal p-value Insect IndVal p-value Aeolosoma bengalense 0.52 0.010 Arigomphus sp. 0.67 0.005 Aulodrilus prothecatus 0.67 0.005 Cricotopus sp. 1 0.005 Chaetogaster langi 0.85 0.005 Clinotanypus sp. 0.52 0.005 Chaetogaster limnaei limnaei 0.6 0.005 Nectopsyche sp. 0.67 0.005 Dero pectinata 0.67 0.005 Sigara sp. 0.6 0.005 Dero sp. 0.74 0.005 Dero sp.1 1 0.005 Cluster IIa Dero sp.2 0.95 0.005 Annelid IndVal p-value Lumbriculidae sp. 0.6 0.005 Oligochaeta sp. 0.99 0.005 Namalycastis longicirris 0.9 0.005 Polychaeta sp.1 0.6 0.005 Orbinia johnsoni 0.52 0.010 Polydora sp. 0.67 0.005 Mollusc Corbicula sp. 0.88 0.005 Crustacean Hubendickia sp. 0.6 0.010 Corophium minutum 0. 8 0.005 Kareliania sp. 0.52 0.010 Corophium sp. 0.67 0.005 Scaphula sp. 0.52 0.010 Cyathura carinata 0.74 0.005 Stenothyra sp. 0.6 0.005 Cyathura truncata 0.57 0.005 Decapoda sp. 0.91 0.005 Insect Eohaustorius sp. 0.6 0.005 Anagenesia sp. 0.67 0.005 Eohaustorius tandeensis 0.67 0.005 Caenoculis sp. 0.52 0.010 Gammarus sp. 0.6 0.005 Caenodes sp. 0.74 0.005 Grandidierella lignorum 0.78 0.005 Choropterpes sp. 0.51 0.005 Grandidierella vietnamica 1 0.005 Dipseudopsis sp. 0.69 0.005 Hyale hawaiensis 0.67 0.005 Heterocloeon sp. 0.52 0.010 Hyale sp. 0.85 0.005 Micronecta sp. 0.6 0.005 Kamaka sp. 0.6 0.005 Macrobrachium equidens 0.6 0.005 Cluster IIb1 Melita sp. 0.82 0.005 Mollusc IndVal p-value Monocorophium sp. 0.91 0.005 Filopaludina filopaludina filosa 0.45 0.025 Palaemon curvirostris 0.6 0.005 Insect Mollusc Pentagenia sp. 0.62 0.010 Afropisidium clarkeanum 0.73 0.005 Angulyagra polyzonata 0.6 0.005 Cluster IIb2 Angulyagra sp. 0.9 0.005 Annelid IndVal p-value Bithynia siamensis 0.67 0.005 Naididae sp. 0.76 0.005 Corbicula baudoni 0.87 0.005 Corbicula bocourti 0.74 0.005 Insect Corbicula leviuscula 0.97 0.005 Gomphidae sp. 0.56 0.010 Corbicula moreletiana 0.86 0.005 Corbicula sp. 0.95 0.005 Gastropoda sp. 0.74 0.005 Hyriopsis bialatus 0.64 0.005 Limnoperna siamensis 0.99 0.005 Limnoperna sp. 0.95 0.005 Lymnaea viridis 0.94 0.005 Mekongia swainsoni swainsoni 0.67 0.005 Sinomytilus harmandi 0.9 0.005 Stenothyra annandalei 0.6 0.005 Stenothyra glabrata 0.85 0.005 Trochotaia trochoides 0.52 0.005 Main Results 26 3.1.2.2 Relationship between community clusters and environmental factors The results of the LDA model used to discriminate the macroinvertebrate assemblages based on the physical-chemical variables and land cover types are shown in Fig. 3.3. Along axis 1, assemblage I was situated opposite to assemblage IIa and IIb2. Assemblage I was positively correlated with the surface area of watershed, river depth, river width and water temperature, but negatively associated with altitude and dissolved oxygen. Whereas assemblage IIa was positively correlated with electrical conductivity and urban areas, and assemblage IIb2 was positively linked to altitude, DO, Secchi depth, wood-/shrub-land and evergreen forests. Based on axis 1 and 3, assemblage IIb1 was positively linked to inundated, wetland and agricultural areas (Fig. 3.3). Fig. 3.3 Results from the LDA discriminating the four clusters (I, II, IIb1, IIb2), representing four macroinvertebrate assemblages, using Axes 1, 2 and 3 that explained the indicated percentage of the total variance in the data (A, C), and correlations of the environmental factors to the corresponding axes (B, D). ALT: altitude, RW: river width, RD: river depth, SD: Secchi depth, WT: water temperature, DO: dissolved oxygen, EC: electrical conductivity, SAW: the surface area of watersheds, Agr: agricultural land, Bmb: bamboos, Crp: crops, Dec: deciduous forests, Evg: evergreen forests, Grs: grassland, Ind: inundated, Mix_evg.dec: mixed evergreen and deciduous forests, Plt: plantations, Reg: regrowth, Roc: rocks, Urb: urban areas, Wat: water, Wet: wetland, Wod: wood- & shrub-land. Main Results 27 3.1.3 Macroinvertebrate diversity and its relation to environmental factors 3.1.3.1 Diversity and variation in important taxa The diversity of macroinvertebrates remained relatively high across the LMB. The mean richness and abundance at each site was 23 species (range: 6-74 species) and 346 inds (range: 13-2009 inds). Alpha (α) diversity (H’) at each site was 2.1 (range: 0.8-3.3). Beta diversity of the global macroinvertebrate communities (i.e. the communities that include all component communities: molluscs, crustaceans, annelids and insects), measured as the total variance, was exceptionally high, at BDTotal =0.80 on a 0-to-1 scale. When β diversity of each component community was computed separately, the total variance of mollusc communities was the highest (BDMTotal =0.78), followed by insect (BDITotal =0.74) and annelid communities (BDATotal =0.72). Crustacean communities had the lowest total variation (BDCTotal =0.38). A total of 60 macroinvertebrates were identified as the important species (i.e. the species that had SCBD indices larger than the mean SCBD (0.003). Among them, 29 species belonged to insects, 18 to molluscs, 7 to annelids and 6 to crustaceans (Table 3.3). The SCBD values are small bec





