Section 1
Federal Aviation Administration, DOT § 111.10 ownership program issued in accord- (c) This part does not apply to for- ance with subpart K of part 91 of this eign air carriers or operators subject to part 375 of this title.
chapter.
(3) Each operator that holds a letter [Docket FAA–2020–0246, Amdt. 111–1, 86 FR of authorization issued in accordance 31060, June 10, 2021, as amended by Docket FAA–2023–1275, Amdt. 111–2, 89 FR 92486, Nov.
with § 91.147 of this chapter.
21, 2024] (4) Each operator that operates two or more aircraft described in paragraph § 111.5 Compliance date.
(b)(4)(i), (ii), or (iii) of this section, in (a) Compliance with this part is re- furtherance of or incidental to a busi- quired by September 9, 2024, except as ness, solely pursuant to the general op- provided in §§ 111.15, 111.100, 111.200, and erating and flight rules in part 91 of 111.255.
this chapter, or that operates aircraft (b) Beginning on September 9, 2024, pursuant to a Letter of Deviation Au- the Pilot Records Improvement Act thority issued under § 125.3 of this chap- (PRIA) ceases to be effective and will ter.
not be an available alternative to PRD (i) Standard airworthiness airplanes for operators, entities, or trustees to that require a type rating under which this subpart applies.
§ 61.31(a) of this chapter.
(ii) Turbine-powered rotorcraft.
§ 111.10 Definitions.
(iii) Large powered-lift.
For purposes of this part, the term— (5) Each entity that conducts public Authorized user means an individual aircraft operations as defined in 49 who is employed by an operator, enti- U.S.C. 40102(a)(41) on a flight that ty, or trustee and who is designated by meets the qualification criteria for a responsible person to access the PRD public aircraft status in 49 U.S.C. 40125, on behalf of the employer for purposes unless the entity is any branch of the of reporting and evaluating records United States Armed Forces, National that pertain to an individual pilot ap- Guard, or reserve component of the plicant.
Armed Forces. Begin service as a pilot means the ear- (6) Each trustee in bankruptcy of any liest date on which a pilot serves as a pilot flight crewmember or is assigned operator or entity described in this duties as a pilot in flight for an oper- paragraph, subject to the following cri- ator or entity that is subject to the ap- teria: plicability of this part.
(i) If any operator subject to the re- Final disciplinary action record means quirements of this subpart files a peti- a last-in-time record of corrective or tion for protection under the Federal punitive action taken by an operator bankruptcy laws, the trustee appointed or entity who is subject to the applica- by the bankruptcy court must comply bility of this part in response to an with the requirements of subparts A event pertaining to pilot performance.
and C of this part.
No disciplinary action is considered (ii) The operator may delegate its au- final until the operator determines the thority to the trustee appointed by the action is not subject to any pending bankruptcy court to access the PRD on dispute.
its behalf in accordance with § 111.20 or Final separation from employment the trustee may submit an application record means a last-in-time record of to the FAA requesting access to the any action ending the employment re- PRD consistent with the requirements lationship between a pilot and an oper- of § 111.15.
ator or entity who is subject to the ap- (7) Each person that submits or is plicability of this part. No separation identified on the application described from employment is considered final in § 111.15 and is approved by the Ad- until the operator determines the sepa- ministrator to access the PRD.
ration is not subject to any pending (8) Each person who is employed as a dispute.
pilot by, or is seeking employment as a Historical record means a record that pilot with, an operator subject to the an operator subject to the applicability applicability of this part. of Subpart C of this part must generate VerDate Sep<11>2014 10:01 Aug 27, 2026 Jkt 268049 PO 00000 Frm 00021 Fmt 8010 Sfmt 8010 Y:\SGML\268049.XXX 268049 jgilmore on DSK4WB1RN3PROD with CFR 14 CFR Ch. I (1–1–26 Edition) § 111.15 and maintain in accordance with 49 least 30 days before the operator or en- U.S.C. 44703(h)(4) and must report to tity initiates aircraft operations.
the PRD in accordance with 49 U.S.C.
(2) Within 30 days of appointment by 44703(i)(15)(C)(iii).
a bankruptcy court as described in PRD Date of Hire means: § 111.1(b)(6)(i), a trustee must submit (1) The earliest date on which an in- the application required by this section dividual: or receive delegation of access from the (i) Begins any form of required train- applicable operator or entity.
ing in preparation for the individual’s (b) The application required by this service as a pilot on behalf of an oper- section must contain the following in- ator or entity subject to the applica- formation: bility of this part; or (1) The full name, job title, telephone (ii) Performs any duty as a pilot for number, and electronic mail address of an operator or entity subject to the ap- the responsible person who is author- plicability of this part.
ized to submit the application in ac- (2) This definition includes both di- cordance with paragraph (d) of this sec- rect employment and employment that tion; occurs on a contract basis for any form (2) The name of the operator, entity, of compensation.
or trustee; Proxy means a person who is des- (3) The FAA air carrier or operating ignated by a responsible person to ac- certificate number, as applicable; and cess the PRD on behalf of an operator, (4) Any other item the Administrator entity, or trustee subject to the appli- determines is necessary to verify the cability of this part for purposes of re- identity of all individuals designated porting or retrieving records.
by an operator, entity, or trustee to ac- Record pertaining to pilot performance cess the PRD.
means a record of an activity or event (c) The application required by this directly related to a pilot’s responsibil- section must be submitted by a respon- ities or completion of the core duties sible person who holds at least one of in conducting safe aircraft operations, the following positions, unless other- as assigned by the operator employing wise approved by the Administrator: the pilot.
(1) For each operator that holds an Reporting entity means an operator, air carrier or operating certificate entity, or trustee that is subject to the issued in accordance with part 119 for applicability of subpart C of part 111, operations under part 121, a person including its responsible person, au- serving in a management position re- thorized users, and proxies.
quired by § 119.65(a) of this chapter.
Responsible person means the indi- (2) For each operator that holds an vidual identified on the application re- operating certificate issued in accord- quired by § 111.15 and who meets at ance with part 119 for operations under least one of the criteria in § 111.15(e).
part 125, a person serving in a manage- Reviewing entity means operator that ment position required by § 125.25(a) of is subject to the applicability of sub- this chapter.
part B of part 111, including its respon- sible person, authorized users, and (3) For each operator that holds an proxies. operating certificate issued in accord- ance with part 119 for operations under E FFECTIVE D ATE N OTE : At 86 FR 31067, June part 135 using more than one pilot in 10, 2021, § 111.10 was amended by removing the its operations, a person serving in a definition of ‘‘historical record,’’ effective management position required by Sept. 10, 2029.
§ 119.69(a) of this chapter.
§ 111.15 Application for database ac- (4) For each operator that holds an cess.
operating certificate issued in accord- ance with part 119 for operations under (a)(1) Each operator or entity to part 135 authorized to use only one which this part applies that plans to initiate operations after September 8, pilot in its operations, the pilot named 2021, must submit the application re- in that certificate holder’s operation quired by this section to the FAA at specifications.
VerDate Sep<11>2014 10:01 Aug 27, 2026 Jkt 268049 PO 00000 Frm 00022 Fmt 8010 Sfmt 8010 Y:\SGML\268049.XXX 268049 jgilmore on DSK4WB1RN3PROD with CFR Federal Aviation Administration, DOT § 111.30 (5) For each operator that holds a let- § 111.20 Database access.
ter of authorization issued in accord- (a) Delegation. The responsible person ance with § 91.147 of this chapter, an in- may delegate PRD access to authorized dividual designated as the responsible users or proxies for purposes of compli- person on the operator’s letter of au- ance by the operator, entity, or trustee thorization.
with the requirements of subpart B or (6) For each operator that holds man- C of this part.
agement specifications for a fractional (b) Terms for access. No person may ownership program issued in accord- use the PRD for any purpose other ance with subpart K of part 91 of this than to inform a hiring decision con- chapter, an authorized individual des- cerning a pilot or to report information ignated by the fractional ownership on behalf of the operator, entity, or program manager, as defined in trustee.
§ 91.1001(b) of this chapter, who is em- (c) Continuing access for authorized ployed by the fractional ownership pro- users and proxies. PRD access by au- gram and whose identity the Adminis- thorized users and proxies is contin- trator has verified.
gent on the continued validity of the (7) For any other operator or entity responsible person’s electronic access.
subject to the applicability of this If a responsible person’s electronic ac- part, or any trustee appointed in a cess is cancelled, the database access of bankruptcy proceeding, an individual authorized users and proxies will be authorized to sign and submit the ap- cancelled unless the operator, entity, plication required by this section who or trustee submits an amended applica- is employed by the operator and whose tion for database access and receives identity the Administrator has FAA approval of that application in ac- verified.
cordance with § 111.15.
(d) Each operator, entity, or trustee must submit to the FAA— § 111.25 Denial of access.
(1) An amended application for data- (a) The Administrator may deny PRD base access no later than 30 days after access to any person for failure to com- any change to the information included ply with any of the duties or respon- on the initial application for database sibilities prescribed by this part or as access occurs, except when the change necessary to preserve the security and pertains to the identification or des- integrity of the database, which in- ignation of the responsible person.
cludes but is not limited to— (2) An amended application identi- (1) Making a fraudulent or inten- fying another responsible person eligi- tionally false report of information to ble for database access in accordance the database; or with this section, immediately when (2) Misusing or misappropriating user the operator, entity, or trustee is rights or protected information in the aware of information that would cause database.
the current responsible person’s data- (b) The Administrator may deny any base access to be cancelled or denied.
operator or entity access to the PRD if (e) Upon approval by the FAA of a re- the Administrator revokes or suspends quest for access to the PRD, each per- the operating certificate or other au- son identified in paragraph (e) is au- thorization to operate.
thorized to: (c) Any person whose access to the (1) Access the database for purposes database has been denied by the Ad- consistent with the provisions of this ministrator may submit a request for part, on behalf of the operator, entity, reconsideration of the denial in a form or trustee for which the person is au- and manner the Administrator pro- thorized, for purposes consistent with vides. Database access will not be per- the provisions of this part; and mitted pending reconsideration.
(2) Delegate PRD access to author- ized users and proxies in accordance § 111.30 Prohibited access and use.
with § 111.20.
(a) No person may access the data- base for any purpose other than the [86 FR 31060, June 10, 2021, as amended at 86 FR 31067, June 10, 2021] purposes provided by this part.
VerDate Sep<11>2014 10:01 Aug 27, 2026 Jkt 268049 PO 00000 Frm 00023 Fmt 8010 Sfmt 8010 Y:\SGML\268049.XXX 268049 jgilmore on DSK4WB1RN3PROD with CFR 14 CFR Ch. I (1–1–26 Edition) § 111.35 (b) No person may share, distribute, records in accordance with this sub- publish, or otherwise release any part, the operator or entity must com- record accessed in the database to any ply with § 111.120.
person or individual not directly in- [86 FR 31060, June 10, 2021, as amended at 86 volved in the hiring decision, unless FR 31067, June 10, 2021] specifically authorized by law or unless the person sharing or consenting to § 111.105 Evaluation of pilot records.
share the record is the subject of the (a) Except as provided in § 111.115, no record.
reviewing entity may permit an indi- (c) Each person that accesses the vidual to begin service as a pilot until PRD to retrieve a pilot’s records must the reviewing entity has evaluated all protect the confidentiality of those relevant information in the PRD.
records and the privacy of the pilot as (b) Evaluation must include review of to those records.
all of the following information per- taining to that pilot: § 111.35 [Reserved] (1) All FAA records in the PRD as de- scribed in § 111.135.
§ 111.40 Record retention.
(2) All records in the PRD submitted (a) The Administrator will maintain by a reporting entity.
a pilot’s records in the PRD for the life (3) All motor vehicle driving records of the pilot. Any person requesting re- obtained in accordance with § 111.110.
moval of the records pertaining to an (4) The employment history the pilot individual pilot must notify the FAA of provides to the PRD in accordance the pilot’s death in a form and manner with subpart D of this part. If, upon re- acceptable to the Administrator.
view of the employment history pro- (b) The notification must include the vided by the pilot and the records de- following: scribed in (b)(2) of this section, a re- (1) The full name of the pilot as it ap- viewing entity determines that records pears on his or her pilot certificate; might be available that the pilot’s pre- (2) The pilot’s FAA-issued certificate vious employer has not yet uploaded in number; and the database, the reviewing entity (3) A certified copy of the individ- must submit a request to the pilot’s ual’s certificate of death.
previous employer(s) through the PRD to report any applicable records in ac- Subpart B—Access to and cordance with the process in Evaluation of Records § 111.215(b).
§ 111.100 Applicability.
§ 111.110 Motor vehicle driving record request.
(a) This subpart prescribes require- (a) Except as provided in paragraph ments for the following reviewing enti- (d) of this section, no reviewing entity ties: may permit an individual to begin (1) Each operator that holds an air service as a pilot unless the reviewing carrier or operating certificate issued entity has requested and evaluated all by the Administrator in accordance relevant information identified with part 119 of this chapter and is au- through a National Driver Register thorized to conduct operations under (NDR) search set forth in chapter 303 of part 121, part 125, or part 135 of this Title 49 concerning the individual’s chapter.
(2) Each operator that holds manage- motor vehicle driving history in ac- ment specifications to operate in ac- cordance with the following: cordance with subpart K of part 91 of (1) The reviewing entity must obtain this chapter. the written consent of that individual, (3) Each operator that holds a letter in accordance with § 111.310, before re- of authorization to conduct air tour op- questing an NDR search for the indi- erations in accordance with § 91.147 of vidual’s State motor vehicle driving this chapter. records; (b) If an operator described in (2) After obtaining the written con- § 111.1(b)(4) or an entity described in sent of the individual, the reviewing § 111.1(b)(5) accesses the PRD to review entity must submit a request to the VerDate Sep<11>2014 10:01 Aug 27, 2026 Jkt 268049 PO 00000 Frm 00024 Fmt 8010 Sfmt 8010 Y:\SGML\268049.XXX 268049 jgilmore on DSK4WB1RN3PROD with CFR Federal Aviation Administration, DOT § 111.200 NDR to determine whether any State ing records the reviewing entity ob- maintains relevant records pertaining tained regarding that pilot in accord- to that individual; and ance with § 111.110. The reviewing enti- (3) When the NDR search result is re- ty must provide to the pilot all copies turned, if the NDR search result indi- of State motor vehicle driving records cates that records exist concerning obtained within 30 days of receiving that individual, the reviewing entity the request from that pilot.
must submit a request for the relevant § 111.135 FAA records.
motor vehicle driving records to each chief driver licensing official of each No reviewing entity may permit an State identified in the NDR search re- individual to begin service as a pilot sult.
unless a responsible person or author- (b) Each reviewing entity must docu- ized user has accessed and evaluated all ment in the PRD that the reviewing relevant FAA records for that indi- entity complied with this section, as vidual in the PRD, including: prescribed at § 111.240.
(a) Records related to current pilot (c) Upon the Administrator’s request, and medical certificate information, each reviewing entity must provide including associated type ratings and documentation showing the reviewing information on any limitations to entity has conducted the search re- those certificates and ratings.
quired by paragraph (a). The reviewing (b) Records maintained by the Ad- entity must retain this documentation ministrator concerning any failed at- for five years.
tempt of an individual to pass a prac- (d) This section does not apply to op- tical test required to obtain a certifi- erators described in § 111.100(a)(2) cate or type rating under part 61 of this through (3).
chapter.
(c) Records related to enforcement § 111.115 Good faith exception.
actions resulting in a finding by the Reviewing entities may allow an in- Administrator, which was not subse- dividual to begin service as a pilot quently overturned, of a violation of without first evaluating records in ac- title 49 of the United States Code or a cordance with § 111.105 only if the re- regulation prescribed or order issued viewing entity— under that title.
(a) Made a documented, good faith (d) Records related to an individual attempt to access all necessary infor- acting as pilot in command or second mation maintained in the PRD that in command during an aviation acci- the reviewing entity is required to dent or incident.
evaluate; and (e) Records related to an individual’s (b) Received notice from the Admin- pre-employment drug and alcohol test- istrator that information is missing ing history and other U.S. Department from the PRD pertaining to the indi- of Transportation drug and alcohol vidual’s employment history as a pilot.
testing including: (1) Verified positive drug test results; § 111.120 Pilot consent and right of re- (2) Alcohol misuse violations, includ- view.
ing confirmed alcohol results of 0.04 or (a) No reviewing entity may retrieve greater; and records in the PRD pertaining to any (3) Refusals to submit to drug or al- pilot prior to receiving that pilot’s cohol testing.
written consent authorizing the release of that pilot’s information maintained Subpart C—Reporting of Records in the PRD.
by Air Carriers and Operators (b) The consent required in paragraph (a) of this section must be documented § 111.200 Applicability.
by that pilot in accordance with § 111.310. (a) This subpart prescribes the re- (c) Any pilot who submits written quirements for reporting records to the consent to a reviewing entity in ac- PRD about individuals employed as pi- cordance with § 111.310(c) may request a lots and applies to the following re- copy of any State motor vehicle driv- porting entities: VerDate Sep<11>2014 10:01 Aug 27, 2026 Jkt 268049 PO 00000 Frm 00025 Fmt 8010 Sfmt 8010 Y:\SGML\268049.XXX 268049 jgilmore on DSK4WB1RN3PROD with CFR